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DM

David A. March

CRESTA WESTHALL LLP
London, W1S 1HN
Some features on this profile are disabled
CRD#: 6102046
DM

Professional summary


David Alexander March, who also goes by David Alexandra March, is a registered financial professional currently at CRESTA WESTHALL LLP .

David is registered as a RR (Registered Representative) and started their career in finance in 2013. David has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


David Alexandra March

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Alexander March's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 12, 2013 - Present

CRESTA WESTHALL LLP

Office #1: 14 Hanover Square, London, W1S 1HNOffice #2: 14 Hanover Square, London, W1S 1HN
BD
CRD#: 164986
London,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/20/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 6/22/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CW
CRESTA WESTHALL LLP
CRESTA WESTHALL LLP

CRD#: 164986 / SEC#: , 8-69126

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
14 Hanover Square, London, W1S 1HN
Mailing Address
14 Hanover Square, London, W1S 1HN
Phone number
+44 20 7628 8650
Established
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CRESTA ALTERNATIVES LTD.LIMITED PARTNER
WESTHALL ALTERNATIVES LTD.LIMITED PARTNER
WESTHALL RESEARCH LTD.LIMITED PARTNER
WESTHALL CONSULTING LTDLIMITED PARTNER
FULTON, DOUGLAS GERALDCCO, EXECUTIVE REPRESENTATIVE6097816
HUME, ROBERT IANPRINCIPAL6097819
KIRSCHENBLATT, CHAD ETHANFINOP2503352
POUND, RICHARD JOHNCOMPLIANCE OFFICER, AML SUPERVISOR2374436

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRESTA WESTHALL LLP

CRD#: 164986London, W1S 1HN

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