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Robert Ian Hume

CRESTA WESTHALL LLP
LONDON,
·CRD# 6097819·14 years experience

Professional Summary

Robert Ian Hume is a registered financial advisor currently at CRESTA WESTHALL LLP. Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 1 firm and has passed the Series 63, SIE, Series 17 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

CRESTA WESTHALL LLP·CRD# 164986
BD
1. 14 Hanover Square, London, W1S 1HN2. 14 Hanover Square, London, W1S 1HN
July 12, 2013 - Present

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Current Firm

CW
CRESTA WESTHALL LLP

CRESTA WESTHALL LLP

CRD#: 164986 / SEC#: 8-69126
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

14 Hanover Square, London, W1S 1HN

Mailing Address

14 Hanover Square, London, W1S 1HN

Phone Number

+44 20 7628 8650

Firm Type

Partnership

Fiscal Year End

June

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CRESTA ALTERNATIVES LTD.LIMITED PARTNER—
WESTHALL ALTERNATIVES LTD.LIMITED PARTNER—
WESTHALL RESEARCH LTD.LIMITED PARTNER—
WESTHALL CONSULTING LTDLIMITED PARTNER—
FULTON, DOUGLAS GERALDCCO, EXECUTIVE REPRESENTATIVE6097816
HUME, ROBERT IANPRINCIPAL6097819
KIRSCHENBLATT, CHAD ETHANFINOP2503352
POUND, RICHARD JOHNCOMPLIANCE OFFICER, AML SUPERVISOR2374436

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(7/20/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 17 — Limited Registered Representative Examination

Passed Aug 2012

Series 24 — General Securities Principal Examination

Passed Sep 2012About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Ian Hume's CRS (Customer Relationship Summary).

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