Douglas Gerald Fulton
Professional Summary
Douglas Gerald Fulton is a registered financial advisor currently at CRESTA WESTHALL LLP. Douglas is registered as a RR (Registered Representative) and started their career in finance in 2013. Douglas has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
CRESTA WESTHALL LLP
Contact Information
Main Address
14 Hanover Square, London, W1S 1HNMailing Address
14 Hanover Square, London, W1S 1HNPhone Number
+44 20 7628 8650Firm Type
PartnershipFiscal Year End
JuneFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRESTA ALTERNATIVES LTD. | LIMITED PARTNER | — |
| WESTHALL ALTERNATIVES LTD. | LIMITED PARTNER | — |
| WESTHALL RESEARCH LTD. | LIMITED PARTNER | — |
| WESTHALL CONSULTING LTD | LIMITED PARTNER | — |
| FULTON, DOUGLAS GERALD | CCO, EXECUTIVE REPRESENTATIVE | 6097816 |
| HUME, ROBERT IAN | PRINCIPAL | 6097819 |
| KIRSCHENBLATT, CHAD ETHAN | FINOP | 2503352 |
| POUND, RICHARD JOHN | COMPLIANCE OFFICER, AML SUPERVISOR | 2374436 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Douglas Gerald Fulton's CRS (Customer Relationship Summary).
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