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John J.m. Selig

WAVEEDGE PARTNERS
WOODSIDE, CA
·CRD# 6101436·14 years experience

Professional Summary

John J.m. Selig is a registered financial advisor currently at WAVEEDGE PARTNERS LLC located in Woodside, California. John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

WAVEEDGE PARTNERS LLC·CRD# 126182
BD
5 Ranch Road, Woodside, CA 94062
July 17, 2014 - Present
WOODSIDE CAPITAL SECURITIES LLC·CRD# 152603
BD
Palo Alto, CA
September 25, 2012 - July 18, 2014

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Current Firm

WP
WAVEEDGE PARTNERS LLC

3C-WC PARTNERS | WCP SECURITIES LLC | WAVEEDGE PARTNERS LLC | SKYLINE CAPITAL SECURITIES LLC | MAVERICKS CAPITAL SECURITIES | 3C-WC PARTNERS, LLC

CRD#: 126182 / SEC#: 8-65863
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

5 Ranch Road, Woodside, CA 94062

Mailing Address

5 Ranch Road, Woodside, CA 94062

Phone Number

(650) 346-7157

Established

Delaware since 02/27/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KARAN, JEFFREY SCOTTCEO/CCO—
SELIG, JOHN J.M.PRESIDENT/CFO6101436
LANG, LAURAFINOP2249418

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/18/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2012About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2012About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Sep 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John J.m. Selig's CRS (Customer Relationship Summary).

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