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Laura Lang

COURTLANDT SECURITIES
Newport Beach, CA
·CRD# 2249418·34 years experience

Professional Summary

Laura Lang is a registered financial advisor currently at COURTLANDT SECURITIES CORPORATION located in Newport Beach, California and WAVEEDGE PARTNERS LLC located in Woodside, California. Laura is registered as a RR (Registered Representative) and started their career in finance in 1992. Laura has worked at 13 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, Series 52TO, SIE, Series 55, Series 7, Series 53, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

COURTLANDT SECURITIES CORPORATION·CRD# 137356
BD
895 Dove Street Suite 300, Newport Beach, CA 92660
March 16, 2012 - Present
WAVEEDGE PARTNERS LLC·CRD# 126182
BD
5 Ranch Road, Woodside, CA 94062
March 22, 2016 - Present
SALIENT CAPITAL L.P.·CRD# 147912
BD
1. 10000 Memorial Drive Suite 650, Houston, TX 770242. 10000 Memorial Drive Suite 650, Houston, TX 77024
March 23, 2017 - Present
COLUMBIA CAPITAL SECURITIES, INC.·CRD# 146838
BD
Los Angeles, CA
October 19, 2018 - March 13, 2019
TRITON PACIFIC CAPITAL, LLC·CRD# 40817
BD
Newport Beach, CA
May 1, 2017 - April 30, 2021
MOSAIC CAPITAL SECURITIES, LLC·CRD# 106637
BD
Sherman Oaks, CA
April 11, 2012 - June 12, 2014
PACIFIC CURRENT GROUP·CRD# 156263
BD
Tacoma, WA
January 3, 2012 - August 5, 2024
FORWARD SECURITIES, LLC·CRD# 150133
BD
Houston, TX
September 1, 2011 - June 5, 2023
RIDEAU LYONS & CO.·CRD# 17974
BD
Los Angeles, CA
December 3, 2010 - April 9, 2012
CYGNI SECURITIES, LLC·CRD# 42926
BD
Costa Mesa, CA
September 27, 2010 - January 25, 2012
WEST AMERICA SECURITIES CORP·CRD# 35035
BD
Los Angeles, CA
October 29, 2009 - August 2, 2013
INTERNATIONAL BOND AND SHARE, INC.·CRD# 43196
BD
St. Petersburg, FL
May 27, 1998 - July 1, 1998
VFG SECURITIES, INC.·CRD# 15121
BD
Santa Monica, CA
September 3, 1992 - December 22, 2009

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Current Firm

SC
SALIENT CAPITAL L.P.

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: 8-67938
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone Number

(346) 348-0922

Established

Texas since 04/03/2002

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WESTWOOD HOLDINGS GROUP, INC.LIMITED PARTNERS—
LANG, LAURACHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP2249418
LINTON, DAVID ONTHANKPRESIDENT1730351
SCHLAG, JAMIE LEECHIEF COMPLIANCE OFFICER6114352
WHG GP HOLDCO, LLCGENERAL PARTNER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1995About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1994About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 1993About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Laura Lang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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