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RH

Robert I. Hume

CRESTA WESTHALL LLP
London, W1S 1HN
Some features on this profile are disabled
CRD#: 6097819
RH

Professional summary

Robert Ian Hume is a registered financial professional currently at CRESTA WESTHALL LLP .

Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 1 firm and has passed the Series 63, SIE, Series 17 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Ian Hume's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 12, 2013 - Present

CRESTA WESTHALL LLP

Office #1: 14 Hanover Square, London, W1S 1HNOffice #2: 14 Hanover Square, London, W1S 1HN
BD
CRD#: 164986
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/20/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 6/21/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 17
Date: 8/2/2012
Limited Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/18/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CW
CRESTA WESTHALL LLP
CRESTA WESTHALL LLP

CRD#: 164986 / SEC#: , 8-69126

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
14 Hanover Square, London, W1S 1HN
Mailing Address
14 Hanover Square, London, W1S 1HN
Phone number
+44 20 7628 8650
Established
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRESTA ALTERNATIVES LTD.LIMITED PARTNER
WESTHALL ALTERNATIVES LTD.LIMITED PARTNER
WESTHALL RESEARCH LTD.LIMITED PARTNER
WESTHALL CONSULTING LTDLIMITED PARTNER
FULTON, DOUGLAS GERALDCCO, EXECUTIVE REPRESENTATIVE6097816
HUME, ROBERT IANPRINCIPAL6097819
KIRSCHENBLATT, CHAD ETHANFINOP2503352
POUND, RICHARD JOHNCOMPLIANCE OFFICER, AML SUPERVISOR2374436

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRESTA WESTHALL LLP

CRD#: 164986London, W1S 1HN

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