Douglas G. Fulton
Professional summary
Douglas Gerald Fulton is a registered financial professional currently at CRESTA WESTHALL LLP .
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2013. Douglas has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Gerald Fulton's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2013 - Present
CRESTA WESTHALL LLP
Office #1: 14 Hanover Square, London, W1S 1HNOffice #2: 14 Hanover Square, London, W1S 1HNState Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CRESTA WESTHALL LLP
CRD#: 164986 / SEC#: , 8-69126
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRESTA ALTERNATIVES LTD. | LIMITED PARTNER | |
| WESTHALL ALTERNATIVES LTD. | LIMITED PARTNER | |
| WESTHALL RESEARCH LTD. | LIMITED PARTNER | |
| WESTHALL CONSULTING LTD | LIMITED PARTNER | |
| FULTON, DOUGLAS GERALD | CCO, EXECUTIVE REPRESENTATIVE | 6097816 |
| HUME, ROBERT IAN | PRINCIPAL | 6097819 |
| KIRSCHENBLATT, CHAD ETHAN | FINOP | 2503352 |
| POUND, RICHARD JOHN | COMPLIANCE OFFICER, AML SUPERVISOR | 2374436 |
Red Flags
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Company Information
CRESTA WESTHALL LLP
CRD#: 164986London, W1S 1HNTRUST BUT VERIFY
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