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Stefan-michael Stalmann

Some features on this profile are disabled
CRD#: 6097701
SS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stefan-michael Stalmann was a registered financial professional .

Stefan-michael is a previously registered financial professional and started their career in finance in 2012. Stefan-michael had worked at 1 firm and has passed the SIE, Series 87 and Series 17 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 2, 2012 - May 13, 2016

AUTONOMOUS RESEARCH LLP

BD
CRD#: 150232
LONDON,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 5/13/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/6/2012
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 17
Date: 7/30/2012
Limited Registered Representative Examination

Current Firm

AR
AUTONOMOUS RESEARCH LLP
AUTIERUS PARTNERS | AUTONOMOUS RESEARCH LLP | AUTONOMOUS | AUTIERUS PARTNERS LLP

CRD#: 150232 / SEC#: , 8-68640

BD
Terminated by SEC on 05/13/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Firm type
Partnership
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GRAHAM, STUART OLIVER MRGENERAL PARTNER, CHIEF EXECUTIVE OFFICER5668184
ALLCHIN, EDWARD MICHAEL MRGENERAL PARTNER5668205
AUTONOMOUS RESEARCH INVESTMENTS LTDOWNER
COSTELLO, MANUS JAMES MRGENERAL PARTNER4046998
CREAN, ANDREW JOHN MRGENERAL PARTNER4531565
BASKETT, ERIN ELAINECHIEF COMPLIANCE OFFICER4538604
BETSON, DONALDPARTNER5301535
BURBIDGE, LANCE MONTAGUEPARTNER6334987
BURTON, MICHAEL JOHNGENERAL PARTNER6260764
CANT, CHRISTOPHERPARTNER5999307
CUNNINGHAM, CORINNE BEVERLEY MRSGENERAL PARTNER5668223
DAVIS, ERICKSON PACKARDGENERAL PARTNER4974063
ELLIOTT, GEOFFREY NMN MRGENERAL PARTNER5668195
FIRKINS, JONATHAN GRAHAM MRGENERAL PARTNER5668225
GERRARD, ALEXANDER RODERICKGENERAL PARTNER6103749
GOSZTONYI, PETER NMN MRGENERAL PARTNER5987131
HUDSON, JOAN NMNFINOP, CHIEF FINANCIAL OFFICER1442454
KRUSE, JACOB MAXGENERAL PARTNER5668193
MCNEIL, MICHAEL ALEXANDERGENERAL PARTNER2741142
MOSZKOWSKI, GUYGENERAL PARTNER2221294
MURRAY, FARQUHAR CHARLES MRGENERAL PARTNER5771081
MYNERS, PAUL NMN MRGENERAL PARTNER5987137
NASH, ANTHONY PAULGENERAL PARTNER6445012
O'CONNELL, BARRY JOHN MRGENERAL PARTNER3276723
RITCHIE, ANDREW JAMES MRGENERAL PARTNER4746377
ROBINS, JASON HADLEIGH MRGENERAL PARTNER5823583
SANTORO, DOMENICOPARTNER6367868
SCHMIDT, BRITTA NMNGENERAL PARTNER5668192
SHAPIRO, KIMBERLY MGENERAL PARTNER2561674
SMALLEY, RICHARD GEORGE MRGENERAL PARTNER5823587
STALMANN, STEFAN-MICHAELGENERAL PARTNER6097701
VOLLMER, ANDREAS NMNGENERAL PARTNER5668212
WEST, MATTHEW HARDY MRGENERAL PARTNER4474804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUTONOMOUS RESEARCH LLP

CRD#: 150232

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