Tara Nichole Horne
Professional Summary
Tara Nichole Horne, who also goes by Tara Horne, Tara Stevenson, is a registered financial advisor currently at RAINBRIDGE SECURITIES LLC located in New York, New York. Tara is registered as a RR (Registered Representative) and started their career in finance in 2022. Tara has worked at 6 firms and has passed the Series 99TO, Series 7TO, SIE, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tara Horne, Tara Stevenson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
RAINBRIDGE SECURITIES LLC
Contact Information
Main Address
485 Madison Avenue 15th Floor, New York, NY, 10022Mailing Address
485 Madison Avenue 15th Floor, New York, NY, 10022Phone Number
(212) 751-4422Established
New York since 09/11/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tara Nichole Horne's CRS (Customer Relationship Summary).
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