Michael Nmn Steinberg
Professional Summary
Michael Nmn Steinberg, who also goes by Michael Steinberg, is a registered financial advisor currently at RAINBRIDGE SECURITIES LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1982. Michael has worked at 14 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 79, Series 55, Series 3, Series 7, Series 14, Series 12 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Steinberg
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
RAINBRIDGE SECURITIES LLC
Contact Information
Main Address
485 Madison Avenue 15th Floor, New York, NY, 10022Mailing Address
485 Madison Avenue 15th Floor, New York, NY, 10022Phone Number
(212) 751-4422Established
New York since 09/11/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/9/2025)
(2/9/2026)
(12/15/2025)
(2/23/2026)
(4/3/2026)
(2/11/2026)
(12/31/2025)
(1/29/2026)
(2/20/2026)
(2/25/2026)
(1/7/2026)
(11/24/2025)
(1/5/2026)
(3/25/2026)
(12/22/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2012About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000Series 12 — NYSE Branch Manager Examination
Passed Oct 1993SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Nmn Steinberg's CRS (Customer Relationship Summary).
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