Stanley Chan
Professional Summary
Stanley Chan, who also goes by Stanley Nmn Chan, is a registered financial advisor currently at KOPENTECH CAPITAL MARKETS LLC located in Roslyn, New York and ALANTRA, LLC located in New York, New York. Stanley is registered as a RR (Registered Representative) and started their career in finance in 2000. Stanley has worked at 15 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stanley Nmn Chan
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
RAINBRIDGE SECURITIES LLC
Contact Information
Main Address
485 Madison Avenue 15th Floor, New York, NY, 10022Mailing Address
485 Madison Avenue 15th Floor, New York, NY, 10022Phone Number
(212) 751-4422Established
New York since 09/11/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/11/2023)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(7/2/2024)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(6/13/2024)
(8/11/2023)
(8/11/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2000About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stanley Chan's CRS (Customer Relationship Summary).
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