Matthew Todd O'leary
Professional Summary
Matthew Todd O'leary is a registered financial advisor currently at GRIFFIN FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
GRIFFIN FINANCIAL | GRIFFIN FINANCIAL GROUP, LLC
Contact Information
Main Address
607 Washington Street, Reading, PA 19603Mailing Address
607 Washington Street, Reading, PA 19603Phone Number
(610) 478-2105Established
Pennsylvania since 08/16/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/31/2020)
(8/31/2020)
(1/9/2019)
(8/31/2020)
(1/9/2019)
(8/31/2020)
(10/18/2018)
(1/9/2019)
(8/31/2020)
(8/31/2020)
(8/31/2020)
(1/9/2019)
(1/9/2019)
(8/31/2020)
(1/9/2019)
(8/31/2020)
(9/10/2020)
(1/9/2019)
(8/31/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2018About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Matthew Todd O'leary's CRS (Customer Relationship Summary).
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