Brett T. Schmidt
TRUIST ADVISORY SERVICES
CHARLOTTE, NC 28202
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CRD#: 6074234
Professional summary
Brett Tyler Schmidt, CFP®, who also goes by Brett Schmidt, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brett has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brett Schmidt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOUNDATION FIGHTING BLINDNESS POSITION: Charlotte Chapter President NATURE: Non-Profit that focuses on fundraising and support of the inherited retinal disease community INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: Charlotte NC, United States DESCRIPTION: Help facilitate two events in Charlotte a year. A dinner and a Vision walk to raise funds. Also lead day to day foundation involvement with the Charlotte community to raise awareness.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Tyler Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 214 N Tryon St Fl 46, Charlotte, NC 28202RIA
CRD#: 283390
CHARLOTTE, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Ste 3 & Fl 33, Charlotte, NC 28202BD
CRD#: 17499
CHARLOTTE, NC
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
July 17, 2012 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
CHARLOTTE, NC
Past
June 15, 2012 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/16/2023)
RR
Arizona(11/16/2023)
RR
California(11/16/2023)
RR
Colorado(1/19/2024)
RR
Connecticut(11/22/2023)
RR
District of Columbia(7/22/2024)
RR
Florida(11/16/2023)
RR
Georgia(2/17/2021)
RR
Hawaii(1/19/2024)
RR
Illinois(11/16/2023)
RR
Indiana(1/19/2024)
RR
Kentucky(2/17/2021)
RR
Louisiana(11/16/2023)
IAR
Louisiana(1/10/2024)
RR
Maine(11/16/2023)
RR
Maryland(11/16/2023)
RR
Massachusetts(1/19/2024)
RR
Michigan(11/16/2023)
RR
Minnesota(11/16/2023)
RR
Mississippi(9/1/2021)
RR
Nevada(1/19/2024)
RR
New Jersey(11/16/2023)
RR
New Mexico(1/19/2024)
RR
New York(2/23/2023)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
Ohio(11/16/2023)
RR
Oklahoma(1/19/2024)
RR
Pennsylvania(11/16/2023)
RR
Puerto Rico(10/6/2025)
RR
South Carolina(2/17/2021)
RR
Tennessee(1/19/2024)
IAR
Texas(10/28/2022)
RR
Texas(11/16/2023)
RR
Utah(3/12/2024)
RR
Vermont(1/22/2025)
RR
Virginia(2/17/2021)
RR
West Virginia(1/19/2024)
RR
Wisconsin(1/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
