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Find, Compare and Monitor Financial Advisors at TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TRUIST INVESTMENT SERVICES, INC. is located at 303 Peachtree Street Suntrust Garden Offices Suite 140, Atlanta, GA 30303 and was first established at Atlanta, Georgia in 11/27/1985. After operating for 40 years, TRUIST INVESTMENT SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRUIST INVESTMENT SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TRUIST INVESTMENT SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRUIST INVESTMENT SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 29 disclosures, 13 being regulatory events, 2 being client events, and 14 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRUIST INVESTMENT SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRUIST INVESTMENT SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TRUIST INVESTMENT SERVICES, INC. Comes From

Understanding the Statistics for TRUIST INVESTMENT SERVICES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
13
Arbitration
14
Bond
2

FIRM INFORMATION

Main Address
303 Peachtree Street Suntrust Garden Offices Suite 140, Atlanta, GA 30303
Mailing Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Firm Size
Large
Phone Number
(800) 874-4770
Established
Georgia since 11/27/1985
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)Latest Form ADV
Part 2 Brochures
STIS AND THIRD PARTY MANAGED PROGRAMS FIRM WRAP BROCHURE (10/12/2016)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TRUIST FINANCIAL CORPORATIONHOLDING COMPANY
CALLENDER, EVELYN MICHELLETREASURER AND CHIEF FINANCIAL OFFICER7591739
CENTENO, PATRICIA REEDDEPUTY CHIEF COMPLIANCE OFFICER2239528
COBBS, JENI RACHELCOMPLIANCE OFFICER4354424
CRAM, BRYAN SCOTTVICE CHAIRMAN/EXECUTIVE VICE PRESIDENT2723431
DOWHOWER, BRIAN SEANCHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER4202574
DUNN, JEFFREY TODDDIRECTOR/EXECUTIVE VICE PRESIDENT4228631
HECHTLINGER, SUSANDIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT2890466
MAVICO, CECILIA BAUTESENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY3261303
NORMAN, ANNMARIE CARROLLCOMPLIANCE OFFICER2993726
TYSON, TONYACHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY1987448
WEHINGER, LEAH ROWEDIRECTOR/EXECUTIVE VICE PRESIDENT1719505

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Advisor's working at TRUIST INVESTMENT SERVICES, INC.

Alexander Navarro

Alexander Navarro

Alex Hedges Navarro, Alex Navarro, Alexander Hedges Navarro
IAR
RR
CRD#: 1600030
CFP®: Certified Financial PlannerChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Bal Harbour, FL 33154
Company:
TRUIST ADVISORY SERVICES, INC.
Disclosures:
Experience:
39 years
View Profile
Daniel Lawrence Sullivan

Daniel Lawrence Sullivan

Daniel Lawrence Sulivan
IAR
RR
CRD#: 2297342
CFP®: Certified Financial Planner
Location:
Hernando, FL 34442
Company:
TRUIST ADVISORY SERVICES, INC.
Disclosures:
Experience:
29 years
View Profile
Michelle Lynn Meeks

Michelle Lynn Meeks

Michelle Lynn Erwin, Michelle L Meeks
IAR
RR
CRD#: 4048513
CFP®: Certified Financial Planner
Location:
Lake Mary, FL 32746
Company:
TRUIST ADVISORY SERVICES, INC.
Disclosures:
Experience:
25 years
View Profile
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