John Calardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Calardo was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2012. John had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2017 - May 30, 2018
FOUR POINTS CAPITAL PARTNERS LLC
November 4, 2016 - March 31, 2017
WORDEN CAPITAL MANAGEMENT LLC
August 23, 2013 - November 9, 2016
LEGEND SECURITIES, INC.
July 4, 2012 - September 4, 2013
JOSEPH GUNNAR & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
