Adam A. Cheshire
Professional summary
Adam Alden Cheshire, who also goes by Adam A Cheshire, Adam Cheshire, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Raleigh, North Carolina and CETERA INVESTMENT SERVICES LLC located in Raleigh, North Carolina.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Adam has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Alden Cheshire's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 501 Fayetteville St 7th Fl, Raleigh, NC 27601February 6, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 501 Fayetteville St 7th Floor, Raleigh, NC 27601February 13, 2023 - January 29, 2024
CUSO FINANCIAL SERVICES, L.P.
February 13, 2023 - January 29, 2024
CUSO FINANCIAL SERVICES, L.P.
December 27, 2018 - December 13, 2022
MORGAN STANLEY
December 21, 2018 - December 13, 2022
MORGAN STANLEY
July 29, 2016 - December 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
March 12, 2014 - December 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
February 28, 2013 - November 27, 2013
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2024)
(2/6/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Raleigh, NC 27601TRUST BUT VERIFY
Monitor Adam Cheshire
Get automatic monthly alerts on:
