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MM

Max Melmed

AUGMENT CAPITAL
New York, NY 10003
Some features on this profile are disabled
CRD#: 6043754
MM

Professional summary

Max Melmed, who also goes by Max Allen Melmed, is a registered financial professional currently at AUGMENT CAPITAL, LLC located in New York, New York.

Max is registered as a RR (Registered Representative) and started their career in finance in 2012. Max has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Max Allen Melmed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Max Melmed's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 27, 2026 - Present

AUGMENT CAPITAL, LLC

Office #1: 33 Irving Place Suite 8124, New York, NY 10003
BD
CRD#: 322519
New York, NY
Past

December 23, 2024 - October 20, 2025

MMM SECURITIES LLC

BD
CRD#: 318021
NEW YORK, NY
Past

October 27, 2020 - May 3, 2023

C2M SECURITIES, LLC

BD
CRD#: 38924
RICHMOND, VA
Past

September 5, 2019 - October 22, 2020

IQ CAPITAL (USA) LLC

BD
CRD#: 283405
NEW YORK, NY
Past

July 10, 2012 - May 10, 2019

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

June 29, 2012 - May 10, 2019

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/27/2026)
RR
Alaska
(4/27/2026)
RR
Arizona
(4/27/2026)
RR
Arkansas
(4/27/2026)
RR
California
(4/27/2026)
RR
Colorado
(4/27/2026)
RR
Connecticut
(4/27/2026)
RR
Delaware
(4/27/2026)
RR
District of Columbia
(4/27/2026)
RR
Florida
(4/27/2026)
RR
Georgia
(4/27/2026)
RR
Hawaii
(4/27/2026)
RR
Idaho
(4/27/2026)
RR
Illinois
(4/27/2026)
RR
Indiana
(4/27/2026)
RR
Iowa
(4/27/2026)
RR
Kansas
(4/27/2026)
RR
Kentucky
(4/27/2026)
RR
Louisiana
(4/27/2026)
RR
Maine
(4/27/2026)
RR
Maryland
(4/27/2026)
RR
Massachusetts
(4/27/2026)
RR
Michigan
(4/27/2026)
RR
Minnesota
(4/27/2026)
RR
Mississippi
(4/27/2026)
RR
Missouri
(4/27/2026)
RR
Montana
(4/27/2026)
RR
Nebraska
(4/27/2026)
RR
Nevada
(4/27/2026)
RR
New Hampshire
(4/27/2026)
RR
New Jersey
(4/27/2026)
RR
New Mexico
(4/27/2026)
RR
New York
(4/27/2026)
RR
North Carolina
(4/27/2026)
RR
North Dakota
(4/27/2026)
RR
Ohio
(4/28/2026)
RR
Oklahoma
(4/27/2026)
RR
Oregon
(4/27/2026)
RR
Pennsylvania
(4/27/2026)
RR
Puerto Rico
(4/27/2026)
RR
Rhode Island
(4/27/2026)
RR
South Carolina
(4/27/2026)
RR
South Dakota
(4/27/2026)
RR
Tennessee
(4/27/2026)
RR
Texas
(4/27/2026)
RR
Utah
(4/27/2026)
RR
Vermont
(4/27/2026)
RR
Virginia
(4/27/2026)
RR
Washington
(4/27/2026)
RR
West Virginia
(4/27/2026)
RR
Wisconsin
(4/27/2026)
RR
Wyoming
(4/27/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/31/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: , 8-70989

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
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Contact information

Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER
CRAWLEY, ADAM PATRICKCHIEF EXECUTIVE OFFICER5172272
TESLA, DEETRA MARIECHIEF COMPLIANCE OFFICER2567278
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUGMENT CAPITAL, LLC

CRD#: 322519New York, NY 10003

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