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Andrew Spencer Kurian

AUGMENT ADVISORS
Westport, CT
·CRD# 2756309·30 years experience

Professional Summary

Andrew Spencer Kurian is a registered financial advisor currently at AUGMENT ADVISORS, LLC located in Westport, Connecticut and HEDGEBAY SECURITIES LLC located in Westport, Connecticut. Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Andrew has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 79, Series 55, Series 7, Series 14, Series 24,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

AUGMENT ADVISORS, LLC·CRD# 335130
RIA
62 Post Road West, Westport, CT 06880
April 13, 2026 - Present
HEDGEBAY SECURITIES LLC·CRD# 121136
BD
1. 62 Post Road West, Westport, CT 068802. 62 Post Road West, Westport, CT 06880
May 10, 2013 - Present
REALTYX, LLC·CRD# 316304
BD
1. 62 Post Road West, Westport, CT 068802. 62 Post Road West, Westport, CT 06880
April 26, 2022 - Present
GHP SECURITIES LLC·CRD# 336336
BD
One Rockefeller Plaza Suite 2401, New York, NY 10020
November 5, 2025 - Present
AUGMENT CAPITAL, LLC·CRD# 322519
BD
1204 San Antonio Street Second Floor, Austin, TX 78701
April 15, 2026 - Present
ALP FINANCIAL GROUP LLC·CRD# 336389
BD
1. Greentown, PA2. Weston, CT3. 29 Taconic Road, Greenwich, CT 06830
April 17, 2026 - Present
BLUE CAPAY VENTURES·CRD# 331511
BD
575 Market Street Suite 425, San Francisco, CA 94105
April 22, 2026 - Present
MARCO POLO SECURITIES LLC·CRD# 46561
BD
New York, NY
April 7, 2026 - September 30, 2026
PCIDX GROUP LLC·CRD# 324662
RIA
Raleigh, NC
October 2, 2023 - December 17, 2025
MOORS & CABOT, INC.·CRD# 594
BD
Weston, CT
June 18, 2008 - May 13, 2013
MOORS & CABOT FINANCIAL ADVISORS, LLC·CRD# 132798
BD
Weston, CT
July 15, 2005 - June 18, 2008
MOORS & CABOT, INC.·CRD# 594
BD
Weston, CT
November 10, 1997 - August 17, 2006
A.B. WATLEY, INC.·CRD# 797
BD
New York, NY
April 4, 1997 - November 17, 1997
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
December 17, 1996 - April 8, 1997
DRESDNER SECURITIES (USA) INC.·CRD# 1993
BD
New York, NY
July 8, 1996 - December 17, 1996

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Current Firm

AA
AUGMENT ADVISORS, LLC

AUGMENT ADVISORS, LLC

CRD#: 335130 / SEC#: 801-134812
RIA
Registered Investment Advisory firm - SEC (1/30/2026 Approved)

Contact Information

Main Address

1204 San Antonio St Floor 2, Austin, TX 78701

Mailing Address

1204 San Antonio St Floor 2, Austin, TX 78701

Phone Number

(757) 298-9839

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2B- KURIAN (4/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

38

AUM (Assets Under Management)

$342,636,254

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

62 PRW LLC; Real Estate related; 62 Post Road West, Westport, CT; Commercial Real Estate; Owner and CFO; June 1, 2015; 2 hours a month, 0 during normal trading hours; Prepare invoices, taxes and pay bills for office building. I do not expect to be compensated. Hedgebay Holdings; Holding company; 19 Pequot Trail, Westport, CT; Holding company for various financial brokers; CFO and Director; May 1, 2013; 2 hours a month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills. I do not expect to be compensated. Westbay Holdings; Bank holding company; 62 Post Road West, Westport, CT; Holding company for Bahamian Bank; CFO and Director; September 27, 2018; 1 hour per month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. 56-64 PRW Associates; Real Estate condominium association; 56-64 Post Road West, Westport, CT; Group of 4 office buildings make up a Condo association; July 1, 2018; 2 hours per month, � hour during business hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. TriplePointLiquidity; Fin-Tech company; 62 Post Road West, Westport, CT; Technology company designing software for processing of secondary transactions; October 1, 2019; 6 hours a month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. RealtyX LLC; FINRA regulated broker/dealer; 62 Post Road West, Westport, CT. 06880; October 1, 2021; 10 hours per month all during normal trading hours; CCO/FINOP, maintain financial records, pay bills, create FInra filings, maintain compliance, HR, and overall sanity of the Firm; Investment related; I do expect to be compensated for this role directly from RealtyX. FINRA; Industry regulator; Industry Arbitrator and Office of Hearing Officials; NorthEast region advisor to board; June 2019; Hours not defined until a case is assigned; I do expect to be compensated when on a case. 928 Holdings; Holding company for various investments; 63 Pheasant Hill Rd, Weston CT. 06883; January 2, 2024, single member llc, 5 hours per month financial prep and tax filings all after business hours.; not compensated and investment related. Hurricane Capital; November 2024, Registered Investment Advisor, 650 5th Ave., 12th Floor. New York, NY. 10019; 5 hours per week; investment related advising on compliance issues; I do expect to be compensated through a contract with Hedgebay Holdings. ASKFinOps; January 15. 2024 FINRA series 27 licensed FinOp; 63 Pheasant Hill Rd., Weston CT; provide financial operational and compliance support to other Broker Dealers and RIA’s; 10 hours per month; I do expect to be compensated. Not investment related. GHP Securities, September 1, 2025, FINRA Broker Dealer, 1 Rockefeller plaza, NY, NY; Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Blue Capay Ventures, April 1, 2026, FINRA Broker Dealer, 575 Market Street, San Francisco CA. Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Alp Financial, May 1, 2026 (Pending) FINRA Broker Dealer, Greenwich, CT; Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Marco Polo Securities, April 1, 2026; FINRA Broker Dealer, 1230 6th Ave, NY NY; Outsourced CCO; I am compensated; investment related but I do not participate in any investment activities. Augment Capital, April 1, 2026; FINRA Broker Dealer, 33 Irving Plaza, NY NY. Outsourced CCO; I am compensated; investment related but I do not participate in any investment activities.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AUGMENT ADVISORS, LLC

AUGMENT ADVISORS, LLC

CRD#: 335130 / SEC#: 801-134812
RIA
Registered Investment Advisory firm - SEC (1/30/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/15/2026)
RR
Alaska
(4/15/2026)
RR
Arizona
(4/15/2026)
RR
Arkansas
(4/15/2026)
RR
California
(4/15/2016)
RR
Colorado
(11/28/2016)
RR
Connecticut
(5/10/2013)
IAR
Connecticut
(4/16/2026)
RR
Delaware
(11/7/2017)
RR
District of Columbia
(5/31/2016)
RR
Florida
(5/11/2016)
RR
Georgia
(4/15/2026)
RR
Hawaii
(4/15/2026)
RR
Idaho
(4/15/2026)
RR
Illinois
(8/15/2023)
RR
Indiana
(4/15/2026)
RR
Iowa
(4/15/2026)
RR
Kansas
(4/15/2026)
RR
Kentucky
(4/15/2026)
RR
Louisiana
(12/19/2016)
RR
Maine
(4/15/2026)
RR
Maryland
(5/5/2021)
RR
Massachusetts
(7/6/2017)
RR
Michigan
(7/10/2018)
RR
Minnesota
(4/15/2026)
RR
Mississippi
(4/15/2026)
RR
Missouri
(4/15/2026)
RR
Montana
(4/15/2026)
RR
Nebraska
(4/15/2026)
RR
Nevada
(9/30/2016)
RR
New Hampshire
(4/15/2026)
RR
New Jersey
(10/12/2022)
RR
New Mexico
(4/15/2026)
RR
New York
(10/12/2022)
RR
North Carolina
(10/2/2017)
RR
North Dakota
(4/15/2026)
RR
Ohio
(4/26/2016)
RR
Oklahoma
(4/15/2026)
RR
Oregon
(4/15/2026)
RR
Pennsylvania
(6/21/2022)
RR
Puerto Rico
(10/19/2016)
RR
Rhode Island
(4/15/2026)
RR
South Carolina
(4/15/2026)
RR
South Dakota
(4/15/2026)
RR
Tennessee
(4/15/2026)
RR
Texas
(8/15/2023)
IAR
Texas
(4/13/2026)
RR
Utah
(11/29/2016)
RR
Vermont
(4/15/2026)
RR
Virginia
(4/30/2021)
RR
Washington
(4/15/2026)
RR
West Virginia
(4/15/2026)
RR
Wisconsin
(4/15/2026)
RR
Wyoming
(4/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2023About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2016About the Series 79 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2006

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2013About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2013About the Series 27 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2003About the Series 9 exam
FINRA
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Andrew Spencer Kurian's CRS (Customer Relationship Summary).

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