WC
William J. Corey
ONE GROWTH SECURITIES LLC
WILMINGTON, DE 19810
Some features on this profile are disabled
CRD#: 6024760
WC
Professional summary
William James Corey, who also goes by Liam James Corey, is a registered financial professional currently at ONE GROWTH SECURITIES LLC located in Wilmington, Delaware.
William is registered as a RR (Registered Representative) and started their career in finance in 2012. William has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 52, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Liam James Corey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Relevant Homes, Inc.; 39 Manor Ave. Claymont, DE 19703; Nature of Business: Flipping residential real estate in New Castle County, DE. Real Estate related: Yes; Position: Chief Operations Officer / Board Member / Owner; Approximate number of hours/month devoted to other Business: 1; Compensation received: $0.00; Start Date: 03/03/2017; Duties: Will own 50% of the business and serve on the Board of Directors. As COO, I will be in charge of hiring contractors to do work in the residential houses we buy. I may also do manual work on the houses, such as painting, tiling, carpentry, etc.
Compensation is largely based on the ability to sell whatever houses we buy for a profit, which will be divided evenly amongst the two owners. As of today's date (3/4/2019) no business activity has taken place; third party's funds: We intend on using third-party hard money loans to buy properties; Investment related: No; buying and selling: Yes //
Chiaravalloti Construction, LLC; 816 Park Drive, Glenolden, PA 19036; Nature of Business: General Contracting for home remodeling; not investment related; Position: Owner; Approximate number of hours/month devoted to other Business: 10; Start Date: 4/16/18; Joint ownership between myself and Joseph A. Chiaravalloti III; Duties: We will be working with residential homeowners for remodeling and remodeling projects. I manage payroll, estimates, contract writing, tax payments, and bookkeeping.
CRS (Client Relationship Summary) - BD
Click below to view William James Corey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2025 - Present
ONE GROWTH SECURITIES LLC
Office #1: 3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810BD
CRD#: 310890
WILMINGTON, DE
Past
March 4, 2019 - June 18, 2024
SOFI WEALTH LLC
RIA
CRD#: 167958
claymony, DE
Past
March 4, 2019 - June 18, 2024
SOFI SECURITIES LLC
BD
CRD#: 151717
Claymont, DE
Past
October 8, 2014 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
WILMINGTON, DE
Past
October 8, 2014 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
Wilmington, DE
Past
October 2, 2013 - February 8, 2019
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Wilmington, DE
Past
December 19, 2012 - February 8, 2019
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
WILMINGTON, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/26/2025)
RR
Alaska(8/26/2025)
RR
Arizona(8/26/2025)
RR
Arkansas(8/26/2025)
RR
California(8/26/2025)
RR
Colorado(8/26/2025)
RR
Connecticut(8/26/2025)
RR
Delaware(8/7/2025)
RR
District of Columbia(8/26/2025)
RR
Florida(8/26/2025)
RR
Georgia(8/26/2025)
RR
Hawaii(8/26/2025)
RR
Idaho(8/26/2025)
RR
Illinois(8/26/2025)
RR
Indiana(8/26/2025)
RR
Iowa(8/26/2025)
RR
Kansas(8/26/2025)
RR
Kentucky(8/26/2025)
RR
Louisiana(8/26/2025)
RR
Maine(8/26/2025)
RR
Maryland(8/26/2025)
RR
Massachusetts(8/26/2025)
RR
Michigan(8/26/2025)
RR
Minnesota(8/26/2025)
RR
Mississippi(8/26/2025)
RR
Missouri(8/26/2025)
RR
Montana(8/26/2025)
RR
Nebraska(8/26/2025)
RR
Nevada(8/26/2025)
RR
New Hampshire(8/26/2025)
RR
New Jersey(8/26/2025)
RR
New Mexico(8/26/2025)
RR
New York(8/26/2025)
RR
North Carolina(8/27/2025)
RR
North Dakota(8/26/2025)
RR
Ohio(8/27/2025)
RR
Oklahoma(8/26/2025)
RR
Oregon(8/26/2025)
RR
Pennsylvania(8/26/2025)
RR
Rhode Island(8/26/2025)
RR
South Carolina(8/26/2025)
RR
South Dakota(8/26/2025)
RR
Tennessee(8/26/2025)
RR
Texas(8/26/2025)
RR
Utah(8/26/2025)
RR
Vermont(8/26/2025)
RR
Virginia(8/26/2025)
RR
Washington(8/26/2025)
RR
West Virginia(8/26/2025)
RR
Wisconsin(8/26/2025)
RR
Wyoming(8/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OG
ONE GROWTH SECURITIES LLC
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC
CRD#: 310890 / SEC#: , 8-70641
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Phone number
(646) 389-9802
Established
New Jersey since 12/18/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
