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Charlie F Dimaggio

ETORO USA SECURITIES
New York, NY
·CRD# 6023789·10 years experience

Professional Summary

Charlie F Dimaggio is a registered financial advisor currently at ETORO USA SECURITIES INC. located in New York, New York. Charlie is registered as a RR (Registered Representative) and started their career in finance in 2016. Charlie has worked at 4 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ETORO USA SECURITIES INC.·CRD# 298361
BD
368 9th Ave 5th Floor, Suite 108, New York, NY 10001
May 22, 2023 - Present
WILLOW WEALTH MARKETS LLC·CRD# 172295
BD
New York, NY
July 27, 2022 - April 14, 2023
PIPER SANDLER & CO.·CRD# 665
BD
New York, NY
February 7, 2022 - June 14, 2022
CORNERSTONE MACRO LLC·CRD# 168152
BD
New York, NY
October 5, 2016 - February 16, 2022

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Current Firm

EU
ETORO USA SECURITIES INC.

ETORO USA SECURITIES INC.

CRD#: 298361 / SEC#: 8-70212
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

368 9th Ave 5th Floor, Suite 108, New York, NY 10001

Mailing Address

360 W 31 St 6th Floor, New York, NY 10001

Phone Number

+1 (201) 479-0267

Established

Delaware since 07/20/2018

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ETORO US TRADING LLCSHAREHOLDER—
BEN-SIMON, TAL DAVIDDIRECTOR7994172
BIRON, ZIVDIRECTOR7306620
DIMAGGIO, CHARLIE FFINOP6023789
INBAR, SHIRAZDIRECTOR8182973
NALL, MEREDITH RENEECHIEF COMPLIANCE OFFICER7150450
TENNEKOON, ALAINDIRCTOR/CEO OF ETORO US/PRESIDENT/HEAD OF OPERATIONS AND STRATEGY5296665

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2016About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Charlie F Dimaggio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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