AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AT

Alain Tennekoon

ETORO USA SECURITIES
NEW YORK, NY
·CRD# 5296665·7 years experience

Professional Summary

Alain Tennekoon, who also goes by Alain Nmn Tennekoon, Alain Tennekoon, is a registered financial advisor currently at ETORO USA SECURITIES INC. located in New York, New York. Alain is registered as a RR (Registered Representative) and started their career in finance in 2020. Alain has worked at 1 firm and has passed the Series 63, Series 3, Series 7TO, Series 99TO, SIE, Series 4, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alain Nmn Tennekoon, Alain Tennekoon

Blog Corner

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

7 years in the financial services industry

Current & Past Employments

ETORO USA SECURITIES INC.·CRD# 298361
BD
1. 368 9th Ave 5th Floor, Suite 108, New York, NY 100012. 368 9th Ave 5th Floor, Suite 108, New York, NY 10001
June 5, 2020 - Present

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

EU
ETORO USA SECURITIES INC.

ETORO USA SECURITIES INC.

CRD#: 298361 / SEC#: 8-70212
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

368 9th Ave 5th Floor, Suite 108, New York, NY 10001

Mailing Address

360 W 31 St 6th Floor, New York, NY 10001

Phone Number

+1 (201) 479-0267

Established

Delaware since 07/20/2018

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ETORO US TRADING LLCSHAREHOLDER—
BEN-SIMON, TAL DAVIDDIRECTOR7994172
BIRON, ZIVDIRECTOR7306620
DIMAGGIO, CHARLIE FFINOP6023789
INBAR, SHIRAZDIRECTOR8182973
NALL, MEREDITH RENEECHIEF COMPLIANCE OFFICER7150450
TENNEKOON, ALAINDIRCTOR/CEO OF ETORO US/PRESIDENT/HEAD OF OPERATIONS AND STRATEGY5296665

Disclosures

Regulatory Event

1

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/14/2024)
RR
Alaska
(3/14/2024)
RR
Arizona
(3/14/2024)
RR
Arkansas
(3/14/2024)
RR
California
(3/14/2024)
RR
Colorado
(3/14/2024)
RR
Connecticut
(3/14/2024)
RR
Delaware
(3/14/2024)
RR
District of Columbia
(3/14/2024)
RR
Florida
(3/14/2024)
RR
Georgia
(3/14/2024)
RR
Hawaii
(3/14/2024)
RR
Idaho
(3/14/2024)
RR
Illinois
(3/14/2024)
RR
Indiana
(3/14/2024)
RR
Iowa
(3/14/2024)
RR
Kansas
(3/14/2024)
RR
Kentucky
(3/14/2024)
RR
Louisiana
(3/14/2024)
RR
Maine
(3/14/2024)
RR
Maryland
(3/14/2024)
RR
Massachusetts
(3/14/2024)
RR
Michigan
(3/14/2024)
RR
Minnesota
(3/14/2024)
RR
Mississippi
(3/14/2024)
RR
Missouri
(3/14/2024)
RR
Montana
(3/14/2024)
RR
Nebraska
(3/14/2024)
RR
Nevada
(3/14/2024)
RR
New Hampshire
(3/14/2024)
RR
New Jersey
(3/14/2024)
RR
New Mexico
(3/14/2024)
RR
New York
(3/14/2024)
RR
North Carolina
(3/14/2024)
RR
North Dakota
(3/14/2024)
RR
Ohio
(3/15/2024)
RR
Oklahoma
(3/14/2024)
RR
Oregon
(3/14/2024)
RR
Pennsylvania
(3/14/2024)
RR
Puerto Rico
(3/14/2024)
RR
Rhode Island
(3/14/2024)
RR
South Carolina
(3/14/2024)
RR
South Dakota
(3/14/2024)
RR
Tennessee
(3/14/2024)
RR
Texas
(3/14/2024)
RR
Utah
(3/14/2024)
RR
Vermont
(3/14/2024)
RR
Virgin Islands
(3/14/2024)
RR
Virginia
(3/14/2024)
RR
Washington
(3/14/2024)
RR
West Virginia
(3/14/2024)
RR
Wisconsin
(3/14/2024)
RR
Wyoming
(3/14/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2024About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2026About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2020About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jun 2020About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam

Series 4 — Registered Options Principal Examination

Passed Oct 2023About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2021About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2021About the Series 27 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Alain Tennekoon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
AT
Follow Alain
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required