VS
Vasiliki C. Skeparnias
SEI INVESTMENTS DISTRIBUTION CO.
Oaks, PA 19456
Some features on this profile are disabled
CRD#: 5987833
VS
Professional summary
Vasiliki Celia Skeparnias, who also goes by Vasiliki Celia Gouvakis, Vasiliki Gouvakis Ms., Vasiliki Gouvakis, is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Vasiliki is registered as a RR (Registered Representative) and started their career in finance in 2011. Vasiliki has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vasiliki Celia Gouvakis | Vasiliki Gouvakis Ms. | Vasiliki Gouvakis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vasiliki Celia Skeparnias's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2014 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456BD
CRD#: 10690
Oaks, PA
Past
February 14, 2012 - November 9, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
December 22, 2011 - November 9, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2014)
RR
Alaska(7/28/2014)
RR
Arizona(7/28/2014)
RR
Arkansas(7/28/2014)
RR
California(7/28/2014)
RR
Colorado(7/28/2014)
RR
Connecticut(7/28/2014)
RR
Delaware(7/28/2014)
RR
District of Columbia(7/28/2014)
RR
Florida(7/28/2014)
RR
Georgia(7/28/2014)
RR
Hawaii(7/28/2014)
RR
Idaho(7/28/2014)
RR
Illinois(7/28/2014)
RR
Indiana(7/28/2014)
RR
Iowa(7/28/2014)
RR
Kansas(7/28/2014)
RR
Kentucky(7/28/2014)
RR
Louisiana(7/28/2014)
RR
Maine(7/28/2014)
RR
Maryland(7/28/2014)
RR
Massachusetts(7/28/2014)
RR
Michigan(7/28/2014)
RR
Minnesota(7/28/2014)
RR
Mississippi(7/28/2014)
RR
Missouri(7/28/2014)
RR
Montana(7/28/2014)
RR
Nebraska(7/28/2014)
RR
Nevada(7/28/2014)
RR
New Hampshire(7/28/2014)
RR
New Jersey(7/28/2014)
RR
New Mexico(7/28/2014)
RR
New York(7/28/2014)
RR
North Carolina(7/28/2014)
RR
North Dakota(7/28/2014)
RR
Ohio(7/29/2014)
RR
Oklahoma(7/28/2014)
RR
Oregon(7/28/2014)
RR
Pennsylvania(7/28/2014)
RR
Puerto Rico(7/28/2014)
RR
Rhode Island(7/28/2014)
RR
South Carolina(7/28/2014)
RR
South Dakota(7/28/2014)
RR
Tennessee(7/28/2014)
RR
Texas(7/28/2014)
RR
Utah(7/28/2014)
RR
Vermont(7/28/2014)
RR
Virgin Islands(7/28/2014)
RR
Virginia(7/28/2014)
RR
Washington(7/28/2014)
RR
West Virginia(7/28/2014)
RR
Wisconsin(7/28/2014)
RR
Wyoming(7/28/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SEI INVESTMENTS DISTRIBUTION CO.
SEI FINANCIAL SERVICES COMPANY | SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
One Freedom Valley Drive, Oaks, PA 19456
Mailing Address
One Freedom Valley Drive, Oaks, PA 19456
Phone number
(610) 676-1000
Established
Pennsylvania since 07/20/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CROWE, KEVIN FRANCIS | DIRECTOR | 2109967 |
| DORAN, WILLIAM M | DIRECTOR | 1476724 |
| KLAUDER, PAUL FRANCIS | DIRECTOR, PRESIDENT, CEO | 2474240 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
