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FIRM PROFILE
Overview
SEI INVESTMENTS DISTRIBUTION CO. is located at One Freedom Valley Drive, Oaks, PA 19456 and was first established at Philadelphia, Pennsylvania in 07/20/1981. After operating for 45 years, SEI INVESTMENTS DISTRIBUTION CO. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SEI INVESTMENTS DISTRIBUTION CO.’s clients are individuals and 0% of their clients are high net worth individuals. SEI INVESTMENTS DISTRIBUTION CO. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SEI INVESTMENTS DISTRIBUTION CO. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SEI INVESTMENTS DISTRIBUTION CO.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SEI INVESTMENTS DISTRIBUTION CO.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SEI INVESTMENTS DISTRIBUTION CO. Comes From
Understanding the Statistics for SEI INVESTMENTS DISTRIBUTION CO. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Freedom Valley Drive, Oaks, PA 19456
One Freedom Valley Drive, Oaks, PA 19456
Medium
(610) 676-1000
Pennsylvania since 07/20/1981
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | ||
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 | |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 | |
| CROWE, KEVIN FRANCIS | DIRECTOR | 2109967 | |
| DORAN, WILLIAM M | DIRECTOR | 1476724 | |
| KLAUDER, PAUL FRANCIS | DIRECTOR, PRESIDENT, CEO | 2474240 | |
| MCGHIN, JASON MICHAEL | COO | 3119188 | |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
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Advisor's working at SEI INVESTMENTS DISTRIBUTION CO.
Michael Farrin Lane
Megan Ann Allen
Anna Kim
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