NB
Nathan J. Breidinger
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Saginaw, MI 48603
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CRD#: 5985062
NB
Professional summary
Nathan James Breidinger, who also goes by Nathan Breidinger, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Saginaw, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Bay City, Michigan.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Nathan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Breidinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NATHAN BREIDINGER, 3750 Fortune Blvd, Saginaw MI 48603, 09/2012, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO - 2 HR/MO TRADING. 2. COVENANT HEALTHCARE, 1447 N HARRISON, SAGINAW, MI, 05/19. INVESTMENT COMMITTEE MEMBER. NIR-8/YR-4/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/01/19 4. ARNER INVESTMENT MANAGEMENT, 3750 Fortune Blvd, Saginaw MI 48603, 12/31/19, DAVE RAMSEY SMART VESTOR PROGRAM, NIR, 8 HR/MO - 8 HR/MO TRADING. 5. NATHAN BREIDINGER, 3750 Fortune Blvd, Saginaw MI 48603, 11/2022, Notary, NIR, 1 HR/MO - 1 HR/MO Trading. 6. RETIREMENT & WEALTH STRATEGIES (RWS FINANCIAL GROUP), 28555 Orchard Lake Rd, Suite 100, Farmington Hills MI 48334, United States, 02/01/2019, IAR, Using a Trade Name/dba, INV REL, 160 HR/MO - 160 HR/MO TRADING 7. HARMONY FINANCIAL SERVICES, LLC, 145 N MIDLAND, MERRILL, MI 48637, 04/2024, OWNER, TAX SERVICES, NIR, 80 HR/MO - 60 HR/MO TRADING. 8. HARMONY FINANCIAL SERVICES, LLC; D/B/A VIKING TAX AND ACCOUNTING, 145 N Midland, Merrill MI 48637, 04/2024, OWNER, TAX SERVICE, NIR, 80 HR/MO - 60 HR/MO TRADING. 9. PEACE LUTHERAN MINISTRIES - FINANCE COMMITTEE, 3161 Lawndale Rd, Saginaw MI 48603, 01/2025, COMMITTEE MEMBER, NIR, 2 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan James Breidinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3750 Fortune Blvd., Saginaw, MI 48603Office #2: 1600 Center Ave, Bay City, MI 48708RIA
CRD#: 134139
Saginaw, MI
Current
February 1, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1600 Center Ave, Bay City, MI 48708Office #2: 3570 Fortune Blvd., Saginaw, MI 48603BD
CRD#: 39543
Bay City, MI
Past
October 3, 2012 - February 4, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SAGINAW, MI
Past
September 6, 2012 - February 4, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SAGINAW, MI
Past
October 26, 2011 - September 10, 2012
GLP INVESTMENT SERVICES, LLC
BD
CRD#: 25450
FARMINGTON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/13/2019)
RR
Kentucky(5/4/2023)
RR
Michigan(2/1/2019)
IAR
Michigan(2/1/2019)
RR
Minnesota(3/22/2019)
RR
North Carolina(3/22/2019)
RR
Ohio(10/25/2023)
RR
Pennsylvania(2/12/2021)
RR
Texas(6/13/2024)
IAR
Texas(6/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
