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Sheldon Andre

CRD#: 2815696
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sheldon Andre, who also goes by Sheldon Andre Singh, was a registered financial professional .

Sheldon is a previously registered financial professional and started their career in finance in 1997. Sheldon had worked at 10 firms and has passed the Series 63 and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sheldon Andre Singh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 14, 2011 - November 1, 2011

PROTRADE SECURITIES, LLC

BD
CRD#: 149536
CARMEL, NY
Past

July 16, 2009 - October 1, 2009

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
LAKELAND, FL
Past

June 25, 2009 - July 17, 2009

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
MIAMI, FL
Past

May 7, 2007 - November 6, 2008

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
WEST PALM BEACH, FL
Past

September 6, 2006 - April 26, 2007

TAFFERER TRADING, LLC

BD
CRD#: 36816
JERSEY CITY, NJ
Past

November 4, 2004 - September 5, 2006

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
MATAWAN, NJ
Past

June 17, 2004 - December 17, 2004

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

February 12, 2001 - June 18, 2004

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

June 6, 2000 - September 3, 2000

LEEB BROKERAGE SERVICES, INC.

BD
CRD#: 46195
NEW YORK, NY
Past

February 18, 2000 - June 15, 2000

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
UNIONDALE, NY
Past

July 22, 1997 - March 17, 2000

J.W. BARCLAY & CO., INC.

BD
CRD#: 23350
WOODBRIDGE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 7/21/1997
Corporate Securities Limited Representative Examination

Current Firm

PS
PROTRADE SECURITIES, LLC
PROTRADE SECURITIES, LLC | PROTRADE, LLC

CRD#: 149536 / SEC#: , 8-68153

BD
Terminated by SEC on 01/03/2012
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 01/30/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THE PROTRADE TRUSTCLASS A MEMBER
GENTILE, GUYMANAGER
MARINELLI, JOSEPH CHARLESFINOP / CFO1405445
PORZIO, MICHAEL JOHN IIICCO5744933

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROTRADE SECURITIES, LLC

CRD#: 149536

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