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Sheldon Andre

CRD# 2815696·Registered 1997 - 2011
Previously Registered: Being a previously registered professional could mean that Sheldon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sheldon Andre, who also goes by Sheldon Andre Singh, was a registered financial advisor. Sheldon was a previously registered financial professional and started their career in finance 1997 - 2011. Sheldon had worked at 10 firms and has passed the Series 63 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sheldon Andre Singh

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

PROTRADE SECURITIES, LLC·CRD# 149536
BD
Carmel, NY
June 14, 2011 - November 1, 2011
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Lakeland, FL
July 16, 2009 - October 1, 2009
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Miami, FL
June 25, 2009 - July 17, 2009
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
West Palm Beach, FL
May 7, 2007 - November 6, 2008
TAFFERER TRADING, LLC·CRD# 36816
BD
Jersey City, NJ
September 6, 2006 - April 26, 2007
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Matawan, NJ
November 4, 2004 - September 5, 2006
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
June 17, 2004 - December 17, 2004
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
February 12, 2001 - June 18, 2004
LEEB BROKERAGE SERVICES, INC.·CRD# 46195
BD
New York, NY
June 6, 2000 - September 3, 2000
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
February 18, 2000 - June 15, 2000
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
July 22, 1997 - March 17, 2000

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Current Firm

PS
PROTRADE SECURITIES, LLC

PROTRADE SECURITIES, LLC | PROTRADE, LLC

CRD#: 149536 / SEC#: 8-68153
BD
Terminated by SEC on 01/03/2012

Contact Information

Established

Florida since 01/30/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE PROTRADE TRUSTCLASS A MEMBER—
GENTILE, GUYMANAGER—
MARINELLI, JOSEPH CHARLESFINOP / CFO1405445
PORZIO, MICHAEL JOHN IIICCO5744933

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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