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FIRM PROFILE
Overview
CAMBRIDGE INVESTMENT RESEARCH, INC. is located at 1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 and was first established at Kansas City, Iowa in 10/12/1995. After operating for 30 years, CAMBRIDGE INVESTMENT RESEARCH, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAMBRIDGE INVESTMENT RESEARCH, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CAMBRIDGE INVESTMENT RESEARCH, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAMBRIDGE INVESTMENT RESEARCH, INC. are registered to handle securities or provide financial advice. The firm has 17 disclosures, 13 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAMBRIDGE INVESTMENT RESEARCH, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAMBRIDGE INVESTMENT RESEARCH, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CAMBRIDGE INVESTMENT RESEARCH, INC. Comes From
Understanding the Statistics for CAMBRIDGE INVESTMENT RESEARCH, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Large
(641) 472-5100
Iowa since 10/12/1995
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | ||
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 | |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 | |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 | |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 | |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 | |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 | |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 | |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 | |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 | |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 | |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 | |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 | |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
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Advisor's working at CAMBRIDGE INVESTMENT RESEARCH, INC.
Mark Markland
Patrice Carol Rainer
James Frederick Schafer
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