Brent W. Burgesser

BROOKWOOD INVESTMENT GROUP

ATLANTA, GA

CRD#: 3278147

Professional summary

Brent William Burgesser, who also goes by Brent Burgesser, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Atlanta, Georgia.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brent has worked at 9 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Burgesser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BROOKWOOD INSURANCE GROUP; INVESTMENT RELATED; 3930 E. RAY ROAD, SUITE 155, PHOENIX AZ 85044; INSURANCE SALES; LIFE, HEALTH & FIXED ANNUITY SALES, INSURANCE PRODUCER SINCE 02/2022; APPROX 10 HOURS PER MONTH, SOME TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent William Burgesser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

ATLANTA, GA

Past

January 23, 2023 - January 3, 2025

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

Spring Hill, TN

Past

August 11, 2021 - January 27, 2023

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

PHOENIX, AZ

Past

January 20, 2016 - June 21, 2021

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

SUN LAKES, AZ

Past

December 4, 2015 - December 31, 2015

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

CHANDLER, AZ

Past

November 13, 2015 - June 21, 2021

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

SUN LAKES, AZ

Past

July 17, 2012 - December 9, 2015

LPL FINANCIAL LLC

CRD#: 6413

CHANDLER, AZ

Past

July 16, 2012 - December 9, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHANDLER, AZ

Past

October 31, 2008 - July 10, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PLANO, TX

Past

October 31, 2008 - July 10, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PLANO, TX

Past

November 18, 2005 - November 5, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PLANO, TX

Past

November 18, 2005 - November 5, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PLANO, TX

Past

January 19, 2005 - November 22, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PLANO, TX

Past

June 26, 2003 - November 22, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 30, 2001 - April 24, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHOENIX, AZ

Past

December 15, 2000 - April 24, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 11, 2000 - January 29, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/11/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/21/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/23/1999

General Securities Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brent W. Burgesser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent William Burgesser's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKWOOD INVESTMENT GROUP

BELPOINTE ASSET MANAGEMENT LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2000

Series 7TO

Date: 6/11/2024

SIE

Date: 10/1/2018

Series 31

Date: 7/21/2003

Series 7

Date: 12/23/1999

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

Contact information

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