Blake M. Wilcox
Professional summary
Blake Miller Wilcox is a registered financial professional currently at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC located in Charlotte, North Carolina.
Blake is registered as a RR (Registered Representative) and started their career in finance in 2020. Blake has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Blake Miller Wilcox's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2020 - Present
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Office #1: 2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 12/14/2020
General Securities Representative ExaminationFINRA
Current Firm
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD#: 131452 / SEC#: , 8-66464
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK NATIONAL ASSOCIATION | PARENT | |
| AQUEDUCT CAPITAL HOLDINGS, LLC | SOLE MEMBER | |
| EDWARDS, FRANK HOOKER | CEO/CCO/MEMBER OF AQUEDUCT CAPITAL HOLDINGS, LLC | 2151464 |
| LESSING, STEPHEN MARION JR. | PARTNER | 5306328 |
| LONG, GEORGE PHILLIP MR. | CORPORATE SECRETARY | 5094038 |
| NEUNER, JOHN IV | BOARD MEMBER | 4578584 |
| VALENTINE, EDWARD WEST | BOARD MEMBER | 2399981 |
| WILCOX, BLAKE MILLER | FINOP | 5982383 |
Red Flags
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