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CRD#: 131452
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC is located at 2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209 and was first established at Atlanta, Delaware in 01/09/2004. After operating for 22 years, HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC’s clients are individuals and 0% of their clients are high net worth individuals. HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC Comes From

Understanding the Statistics for HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209
Mailing Address
2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209
Firm Size
Small
Phone Number
(704) 973-9919
Established
Delaware since 01/09/2004
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PNC BANK NATIONAL ASSOCIATIONPARENT
AQUEDUCT CAPITAL HOLDINGS, LLCSOLE MEMBER
EDWARDS, FRANK HOOKERCEO/CCO/MEMBER OF AQUEDUCT CAPITAL HOLDINGS, LLC2151464
LESSING, STEPHEN MARION JR.PARTNER5306328
LONG, GEORGE PHILLIP MR.CORPORATE SECRETARY5094038
NEUNER, JOHN IVBOARD MEMBER4578584
VALENTINE, EDWARD WESTBOARD MEMBER2399981
WILCOX, BLAKE MILLERFINOP5982383

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Advisor's working at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC

FE

Frank Hooker Edwards

RR
CRD#: 2151464
Location:
Charlotte, NC 28209
Company:
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Disclosures:
Experience:
33 years
View Profile
KM

Kevin Michael Magner

Kevin Michael Magner
RR
CRD#: 4346495
Location:
Chicago, IL 60606
Company:
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Disclosures:
Experience:
24 years
View Profile
KA

Katherine Elizabeth Ambrozy

Katie Ambrozy
RR
CRD#: 7730851
Location:
Chevy Chase, MD 20815
Company:
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Disclosures:
Experience:
2 years
View Profile
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