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FIRM PROFILE
Overview
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC is located at 2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209 and was first established at Atlanta, Delaware in 01/09/2004. After operating for 22 years, HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC’s clients are individuals and 0% of their clients are high net worth individuals. HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC Comes From
Understanding the Statistics for HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209
2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209
Small
(704) 973-9919
Delaware since 01/09/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PNC BANK NATIONAL ASSOCIATION | PARENT | ||
| AQUEDUCT CAPITAL HOLDINGS, LLC | SOLE MEMBER | ||
| EDWARDS, FRANK HOOKER | CEO/CCO/MEMBER OF AQUEDUCT CAPITAL HOLDINGS, LLC | 2151464 | |
| LESSING, STEPHEN MARION JR. | PARTNER | 5306328 | |
| LONG, GEORGE PHILLIP MR. | CORPORATE SECRETARY | 5094038 | |
| NEUNER, JOHN IV | BOARD MEMBER | 4578584 | |
| VALENTINE, EDWARD WEST | BOARD MEMBER | 2399981 | |
| WILCOX, BLAKE MILLER | FINOP | 5982383 |
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Advisor's working at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Frank Hooker Edwards
Kevin Michael Magner
Katherine Elizabeth Ambrozy
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