MH
Mark Huber
CONCORDE ASSET MANAGEMENT
Racine, WI 53403
Some features on this profile are disabled
CRD#: 5976354
MH
Professional summary
Mark Huber is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Racine, Wisconsin and CONCORDE INVESTMENT SERVICES, LLC located in Maumee, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-MARK HUBER REAL ESTATE, 1623 WHITCOMB AVE, DES PLAINES, IL 60018. STARTED 6/2009. USE ONLY FOR MY OWN PROPERTIES AND FOR REFERRAL INCOME. HAVE NO RECEIVED ANY REFERRAL MONEY AS OF 3/1/12 BUT MAY IN THE FUTURE. REQUIRES NO TIME PER WEEK. 2 - INVESTMENT ADVISOR REP WITH CONCORDE ASSET MANAGEMENT. ARLINGTON HTS., IL. INVESTMENT RELATED. 11-20 HRS/MONTH DURING BUSINESS HOURS. INVESTMENT ADVICE, SALES AND SERVICE. 3 - TADA WEALTH ADVISORS. INVESTMENT RELATED. FINANCIAL ADVISORY FIRM. RACINE, WI. PARTNER. ADVISING CLIENTS ON INVESTMENT RELATED TOPICS AND GENERAL OPERATIONS MANAGEMENT. FULL TIME DURING TRADING HOURS. 4 - Insurance Sales/Concorde Insurance Agency; Investment related, Start date: 2012. Insurance Agent; provide insurance services to clients when appropriate. 11-20 hours/week during trading hours. 5 - College Planning Partners, 1020 S. Arlington Heights Rd, Arlington Heights, IL 60005. Investment Related. Partner, college planning. 11-20 hours/mo during business hours, 11-20 hours/mo outside business hours. 6- Zilis, 5700 Granite Pkwy, Suite 200, Plano, TX 75024. Not Investment Related. Independent Contractor, sales of nutritional supplements. 1-5 hours/month outside business hours, 6-10 hrs/month during business hours. 7. Stryde Advisors (Stryde Solutions), 15173 North Rd #201, Fenton, MI 48430. Not Investment Related. Agent, Introduce companies to cost savings opportunities through the Stryde platform. 6-10 hours/mo outside business hours, 9-5 hours/mo during business hours. 8. Thornwood Financial, Investment Related. South Elgin, IL. As of 2022, this is the DBA for financial advisory services and securities business activities. Small business consulting, exit & succession planning, life insurance sales (not variable), college planning and debt management consulting. Owner/ President. General consulting. 1-5 hours/mo outside business hours, 1-5 hours/mo during business hours. 9. Parents 4 Progress. Non-investment related. Start date, November 2020. President. Organization providing parents an amplified a voice in the policies that affect their kids educational experience, like getting them back in school. 1-5 hours/month during trading hours. 10. 1031 DST Advisor, Investment related, Start date 04/2019, Mount Pleasant, WI. Advise clients on 1031 exchanges into a DST. Owner/Advisor. 6-10 hours/month during trading hours. 11. Strategic Risk Alternatives. Investment related. Start date: 07/2019. Field Marketing Representative introducing potential clients looking for a captive insurance strategy. Eagle, ID. 1-5 hours/month during trading hours. 12. Neighborhood Direct, Non investment related. St Charles Il, Advertising, President manage creative & sales staff. Owner/President. Start Date 11/2022. 1-5hours/monthly during non trading hours. 1-5hours/month druing trading hours. 13. Painless Tax Solutions, Non investment related. 12545 Fam Hill Drive, Huntley Il, 61042, Tax return processing and tax consulting, President, manage tax preparers and staff, 50% Owner. Start date 12/16/2022, 1-5 hours/month during non business hours. 1-5 hours/month during business hours. 14. Tax Practice Academy, Non investment related. 710 Waterside Drive, South Elgin, Il 60177, consulting w/owners of tax practices on overcoming the increase of AI and DIY Services in their industry by creating deeper relationships with their clients through insights and value added client engagements. President, Start Date 12/14/2023, 1-5 hours/mnths during non trading hours, 1-5 hours/mnths during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Huber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2013 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 6226 Bankers Road Suite 1, Racine, WI 53403Office #2: 580 Longbow Drive #e-126, Maumee, OH 43537Office #3: 12545 Farm Hill Place, Huntley, IL 60142RIA
CRD#: 140367
Racine, WI
Current
March 2, 2012 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 580 Longbow Drive #e-126, Maumee, OH 43537Office #2: 12545 Farm Hill Place, Huntley, IL 60142Office #3: 6226 Bankers Road Ste. 1, Racine, WI 53403BD
CRD#: 151604
Maumee, OH
Past
October 6, 2011 - March 2, 2012
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
ARLINGTON HEIGHTS, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/26/2020)
IAR
Alabama(12/26/2024)
RR
Arizona(9/22/2021)
IAR
Arizona(11/4/2021)
RR
California(4/13/2015)
IAR
California(6/2/2021)
RR
Colorado(3/2/2012)
IAR
Colorado(7/2/2013)
RR
Florida(3/2/2012)
IAR
Florida(2/27/2017)
RR
Illinois(3/2/2012)
IAR
Illinois(7/2/2013)
RR
Indiana(3/2/2012)
IAR
Indiana(5/4/2017)
RR
Iowa(12/5/2018)
IAR
Iowa(12/5/2018)
IAR
Maryland(12/3/2024)
RR
Maryland(4/21/2025)
RR
Michigan(7/13/2021)
IAR
Michigan(6/15/2023)
RR
Minnesota(10/27/2025)
IAR
Nevada(7/16/2021)
RR
Nevada(7/20/2021)
RR
New Mexico(3/7/2022)
IAR
New Mexico(3/7/2022)
IAR
North Carolina(12/7/2018)
RR
North Carolina(7/19/2021)
RR
North Dakota(4/26/2021)
IAR
North Dakota(6/1/2021)
RR
Ohio(6/13/2023)
IAR
Ohio(6/13/2023)
RR
Oklahoma(11/30/2022)
IAR
Oklahoma(12/5/2022)
RR
Texas(11/30/2018)
IAR
Texas(12/3/2018)
IAR
Virginia(12/11/2018)
RR
Wisconsin(3/2/2012)
IAR
Wisconsin(5/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
