Anthony J. Huguet
Professional summary
Anthony James Huguet, who also goes by Anthony J Huguet, Anthony Huguet, is a registered financial professional currently at DFA SECURITIES LLC located in Charlotte, North Carolina.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2011. Anthony has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony James Huguet's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2026 - Present
DFA SECURITIES LLC
Office #1: 1515 South Tryon Street, Charlotte, NC 28203July 30, 2021 - July 10, 2026
ARTISAN PARTNERS DISTRIBUTORS LLC
June 26, 2020 - July 15, 2021
PIMCO INVESTMENTS LLC
February 4, 2019 - June 22, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
January 28, 2019 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
October 16, 2017 - January 22, 2019
QUASAR DISTRIBUTORS, LLC
August 22, 2016 - October 11, 2017
U.S. BANCORP INVESTMENTS, INC.
October 1, 2012 - January 15, 2015
J.P. MORGAN SECURITIES LLC
August 15, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2026)
Exams
Series 7TO
Date: 5/28/2019
General Securities Representative ExaminationFINRA
Current Firm
DFA SECURITIES LLC
CRD#: 10292 / SEC#: , 8-27006
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | |
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 |
| DALLMER, LISA MICHELE | CHIEF OPERATING OFFICER | 2586913 |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
