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FIRM PROFILE
Overview
DFA SECURITIES LLC is located at 6300 Bee Cave Road Building One, Austin, TX 78746 and was first established at Dallas, Delaware in 04/06/2009. After operating for 16 years, DFA SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DFA SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. DFA SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DFA SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DFA SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DFA SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DFA SECURITIES LLC Comes From
Understanding the Statistics for DFA SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
6300 Bee Cave Road Building One, Austin, TX 78746
6300 Bee Cave Road Building One, Austin, TX 78746
Large
(512) 306-7400
Delaware since 04/06/2009
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | ||
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 | |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 | |
| DALLMER, LISA MICHELE | CHIEF OPERATING OFFICER | 2586913 | |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 | |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 | |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 | |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
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Advisor's working at DFA SECURITIES LLC
Weston Jeffers Wellington
Alan Ross Hutchison
Myron Erik Gilbert
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