Gijo Nmn Joseph
Professional Summary
Gijo Nmn Joseph, who also goes by Gijo Joseph, is a registered financial advisor currently at KOTAK MAHINDRA, INC. located in New York, New York. Gijo is registered as a RR (Registered Representative) and started their career in finance in 2015. Gijo has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gijo Joseph
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
KOTAK MAHINDRA, INC.
Contact Information
Main Address
Penn1 1 Pennsylvania Plaza Suite 1720, New York, NY, 10119Mailing Address
Penn1 1 Pennsylvania Plaza Suite 1720, New York, NY, 10119Phone Number
(212) 600-8850Established
Delaware since 06/23/1998Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOTAK MAHINDRA BANK LIMITED | SHAREHOLDER | — |
| KOTAK MAHINDRA CAPITAL COMPANY | SHAREHOLDER | — |
| DHRUV, PAYAL NIRISH | CHIEF COMPLIANCE OFFICER | 5467742 |
| FULVIO, GENNARO JOHN | PRICIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2435828 |
| FULVIO, GENNARO JOHN | FINOP/CFO | 2435828 |
| JOSEPH, GIJO NMN | PRESIDENT, CEO, DIRECTOR | 5949875 |
| KOTAK MAHINDRA INTERNATIONAL LTD. | SHAREHOLDER | — |
| NO LAST NAME, KRISHNAN RAMCHANDRAN | DIRECTOR | 8058651 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/23/2019)
(1/4/2023)
(10/8/2015)
(1/17/2025)
(10/8/2015)
(3/17/2015)
(10/8/2015)
(10/8/2015)
(3/17/2015)
(3/17/2015)
(10/8/2015)
(1/12/2024)
(10/8/2015)
(10/8/2015)
(10/8/2015)
(12/16/2024)
(1/30/2025)
(11/26/2024)
(12/16/2024)
(11/26/2024)
(10/8/2015)
(10/8/2015)
(1/4/2023)
(12/13/2024)
(2/7/2025)
(1/4/2023)
(1/3/2025)
(3/17/2015)
(10/8/2015)
(6/21/2023)
(3/17/2015)
(10/8/2015)
(10/8/2015)
(10/8/2015)
(1/4/2023)
(10/8/2015)
(12/10/2024)
(10/8/2015)
(5/22/2019)
(5/31/2019)
(10/8/2015)
(3/13/2025)
(1/4/2023)
(1/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gijo Nmn Joseph's CRS (Customer Relationship Summary).
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