Payal Nirish Dhruv
Professional Summary
Payal Nirish Dhruv is a registered financial advisor currently at KOTAK MAHINDRA, INC. located in New York, New York. Payal is registered as a RR (Registered Representative) and started their career in finance in 2011. Payal has worked at 1 firm and has passed the Series 99TO, Series 7TO, SIE, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
KOTAK MAHINDRA, INC.
Contact Information
Main Address
Penn1 1 Pennsylvania Plaza Suite 1720, New York, NY, 10119Mailing Address
Penn1 1 Pennsylvania Plaza Suite 1720, New York, NY, 10119Phone Number
(212) 600-8850Established
Delaware since 06/23/1998Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOTAK MAHINDRA BANK LIMITED | SHAREHOLDER | — |
| KOTAK MAHINDRA CAPITAL COMPANY | SHAREHOLDER | — |
| DHRUV, PAYAL NIRISH | CHIEF COMPLIANCE OFFICER | 5467742 |
| FULVIO, GENNARO JOHN | PRICIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2435828 |
| FULVIO, GENNARO JOHN | FINOP/CFO | 2435828 |
| JOSEPH, GIJO NMN | PRESIDENT, CEO, DIRECTOR | 5949875 |
| KOTAK MAHINDRA INTERNATIONAL LTD. | SHAREHOLDER | — |
| NO LAST NAME, KRISHNAN RAMCHANDRAN | DIRECTOR | 8058651 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Payal Nirish Dhruv's CRS (Customer Relationship Summary).
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