Matthew J. Stephens
Professional summary
Matthew J Stephens is a registered financial professional currently at ONECHRONOS located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew J Stephens's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2024 - Present
ONECHRONOS
Office #1: 64 Wooster Street 4th Floor, New York, NY, 10012August 26, 2014 - August 22, 2019
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/30/2024
General Securities Representative ExaminationSeries 55
Date: 10/14/2014
Limited Representative-Equity Trader ExamFINRA
Current Firm
ONECHRONOS
CRD#: 286322 / SEC#: , 8-69882
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCX GROUP INC | SOLE MEMBER | |
| DAN, BERNARD WILLIAM | CEO | 2421761 |
| JOHNSON, STEPHEN DAVID | VICE PRESIDENT | 6766611 |
| LITTLEPAGE, KELLY C | VICE PRESIDENT | 5557711 |
| RIP, OLGA | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5440553 |
| SCHRETZMAN, ADITI CHAWLA | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 5162824 |
| SUTH, RICHARD JR | VICE PRESIDENT | 2164733 |
Red Flags
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