James Robert Herberger Ii
Professional Summary
James Robert Herberger II, who also goes by James Robert Herberger, James Herberger, Rob Herberger, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Powell, Ohio. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. James has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Robert Herberger, James Herberger, Rob Herberger
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
Contact Information
Main Address
135 West Main St, St Clairsville, OH 43950Mailing Address
1 Bank Plaza, Wheeling, WV 26003Phone Number
(304) 905-7215Established
Ohio since 10/03/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
110SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
FINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | — |
| HERBERGER, JAMES ROBERT II | FIN-OP | 5890583 |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | 2629991 |
| NEWCOMB, SAMUEL R | COUNEL | 8266090 |
| RYKOWSKI, AARON S | DIRECTOR | 8244705 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory Assets Under Management
Total Number of Accounts
1,627AUM (Assets Under Management)
$285,875,773Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
State Registrations and Notice Filings
(11/6/2025)
(11/6/2025)
(11/6/2025)
(11/10/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Robert Herberger II's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Robert Herberger II's CRS (Customer Relationship Summary).
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