Rose Lynn Wilson
Professional Summary
Rose Lynn Wilson, who also goes by Rose Lynn Espy, Rose Lynn Hartline, Rose Lynn Mcdowell, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Wheeling, West Virginia. Rose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Rose has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 14,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rose Lynn Espy, Rose Lynn Hartline, Rose Lynn Mcdowell
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
Current Firm
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
Contact Information
Main Address
135 West Main St, St Clairsville, OH 43950Mailing Address
1 Bank Plaza, Wheeling, WV 26003Phone Number
(304) 905-7215Established
Ohio since 10/03/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
110SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
FINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | — |
| HERBERGER, JAMES ROBERT II | FIN-OP | 5890583 |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | 2629991 |
| NEWCOMB, SAMUEL R | COUNEL | 8266090 |
| RYKOWSKI, AARON S | DIRECTOR | 8244705 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory Assets Under Management
Total Number of Accounts
1,627AUM (Assets Under Management)
$285,875,773Disclosures
Regulatory Event
1Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
Primary Firm SEC Registration
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
State Registrations and Notice Filings
(2/16/2017)
(11/1/2017)
(3/16/2016)
(3/12/2015)
(3/13/2015)
(3/12/2015)
(6/12/2015)
(4/6/2016)
(3/12/2015)
(3/19/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2000About the Series 6 examSRO Registrations
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Rose Lynn Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rose Lynn Wilson's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
FOURSTAR WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PROTOCOL WEALTH, LLC
