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Cade Brem Mcnown

REDBIRD BD
Beverly Hills, CA
·CRD# 5890499·15 years registered

Professional Summary

Cade Brem Mcnown, who also goes by Cade Mcnown, is a registered financial advisor currently at REDBIRD BD LLC located in Beverly Hills, California. Cade is registered as a RR (Registered Representative) and started their career in finance in 2011. Cade has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cade Mcnown

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years registered in the securities industry

Current & Past Employments

Current

REDBIRD BD LLCCurrent·CRD# 297239
BD
9720 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212
May 31, 2024 - Present

Past

TCG CAPITAL MARKETS L.L.C.Past·CRD# 291767
BD
Los Angeles, CA
July 6, 2023 - May 16, 2024
LOURDMURRAYPast·CRD# 140305
RIA
Beverly Hills, CA
June 20, 2013 - September 28, 2016
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Los Angeles, CA
September 29, 2011 - June 13, 2013
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Los Angeles, CA
April 12, 2011 - June 22, 2011
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Los Angeles, CA
March 29, 2011 - June 22, 2011

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Current Firm

RB
REDBIRD BD LLC

REDBIRD BD LLC | REDBIRD BD, LLC

CRD#: 297239 / SEC#: 8-70125
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

667 Madison Ave 8th Floor, New York, NY 10065

Mailing Address

667 Madison Ave 8th Floor, New York, NY 10065

Phone Number

(212) 235-1000

Established

Delaware since 11/29/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
REDBIRD CAPITAL PARTNERS INTERMEDIATE HOLDINGS, LLCOWNER, OWNER / AGGREGATION VEHICLE FOR IA AND BD ACTIVITIES—
CHIARAVALLOTI, MICHAEL JOSEPHCOUNSEL & CHIEF COMPLIANCE OFFICER5099998
KLEIN, ROBERT JAYMANAGING PRINCIPAL3035592
SHAW, ANTHONYFINOP7338445

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/31/2024)
RR
New York
(5/31/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2023About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2011About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2011About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Cade Brem Mcnown's CRS (Customer Relationship Summary).

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