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CM

Cade B. Mcnown

REDBIRD BD LLC
Beverly Hills, CA 90212
Some features on this profile are disabled
CRD#: 5890499
CM

Professional summary


Cade Brem Mcnown, who also goes by Cade Mcnown, is a registered financial professional currently at REDBIRD BD LLC located in Beverly Hills, California.

Cade is registered as a RR (Registered Representative) and started their career in finance in 2011. Cade has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cade Mcnown

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Cade Brem Mcnown's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 31, 2024 - Present

REDBIRD BD LLC

Office #1: 9720 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212
BD
CRD#: 297239
Beverly Hills, CA
Past

July 6, 2023 - May 16, 2024

TCG CAPITAL MARKETS L.L.C.

BD
CRD#: 291767
Los Angeles, CA
Past

June 20, 2013 - September 28, 2016

LOURDMURRAY

RIA
CRD#: 140305
BEVERLY HILLS, CA
Past

September 29, 2011 - June 13, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

April 12, 2011 - June 22, 2011

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
LOS ANGELES, CA
Past

March 29, 2011 - June 22, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/31/2024)
RR
New York
(5/31/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 11/1/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/11/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RB
REDBIRD BD LLC
REDBIRD BD LLC | REDBIRD BD, LLC

CRD#: 297239 / SEC#: , 8-70125

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
667 Madison Ave 8th Floor, New York, NY 10065
Mailing Address
667 Madison Ave 8th Floor, New York, NY 10065
Phone number
(212) 235-1000
Established
Delaware since 11/29/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
REDBIRD CAPITAL PARTNERS ALTERNATIVE HOLDINGS LLCOWNER, OWNER / AGGREGATION VEHICLE FOR IA AND BD ACTIVITIES
CHIARAVALLOTI, MICHAEL JOSEPHCOUNSEL & CHIEF COMPLIANCE OFFICER5099998
KLEIN, ROBERT JAYMANAGING PRINCIPAL3035592
MILLER, ANDREW DAVIDFINOP5106774

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REDBIRD BD LLC

CRD#: 297239Beverly Hills, CA 90212

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