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Christopher Ryan Walters

VISTINA STRUCTURED CREDIT ADVISORY
GREENWICH, CT
·CRD# 5826991·16 years experience

Professional Summary

Christopher Ryan Walters, who also goes by Christopher R Walters, is a registered financial advisor currently at VISTINA STRUCTURED CREDIT ADVISORY LLC located in Greenwich, Connecticut and VISTINA ADVISORY LLC located in Greenwich, Connecticut. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 7TO, SIE, Series 79, Series 7 and Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher R Walters

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

VISTINA STRUCTURED CREDIT ADVISORY LLC·CRD# 337986
BD
1. 81 Holly Hill Lane, Greenwich, CT 068302. Six City Center 3rd Floor, Portland, ME 04102
December 4, 2025 - Present
VISTINA ADVISORY LLC·CRD# 337987
BD
1. 81 Holly Hill Lane, Greenwich, CT 068302. Six City Center 3rd Floor, Portland, ME 04102
January 6, 2026 - Present
HORANG SECURITIES, LLC·CRD# 6004
BD
New York, NY
July 2, 2025 - January 13, 2026
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
April 1, 2015 - April 21, 2020
KEEFE, BRUYETTE & WOODS, INC.·CRD# 481
BD
New York, NY
July 1, 2013 - March 10, 2015
GRIFFIN FINANCIAL GROUP, LLC·CRD# 119004
BD
Reading, PA
August 9, 2012 - June 27, 2013
PNC CAPITAL MARKETS LLC·CRD# 15647
BD
Philadelphia, PA
October 22, 2010 - July 18, 2012

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Current Firm

VA
VISTINA ADVISORY LLC

VISTINA ADVISORY LLC | VISTINA ADVISORY, LLC

CRD#: 337987 / SEC#: 8-71415
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

81 Holly Hill Lane, Greenwich, CT 06830

Mailing Address

81 Holly Hill Lane, Greenwich, CT 06830

Phone Number

(214) 432-5574

Established

Delaware since 07/23/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VISTINA ADVISORY HOLDINGS LLCMANAGING MEMBER—
FORTINO, ANGELINAFINOP, PFO, POO6869135
MARLIN, ROSSCHIEF COMPLIANCE OFFICER6931826
WALTERS, CHRISTOPHER RYANPRESIDENT5826991

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(1/8/2026)
RR
Maine
(2/27/2026)
RR
New York
(8/17/2026)
RR
Vermont
(3/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2026About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Dec 2025About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jul 2025About the Series 82TO exam

Series 7TO — General Securities Representative Examination

Passed Jul 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2010About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Oct 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Ryan Walters's CRS (Customer Relationship Summary).

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