Ross Marlin
Professional Summary
Ross Marlin, who also goes by Ross Evan Marlin, is a registered financial advisor currently at CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan and VISTINA STRUCTURED CREDIT ADVISORY LLC located in Greenwich, Connecticut. Ross is registered as a RR (Registered Representative) and started their career in finance in 2018. Ross has worked at 22 firms and has passed the Series 99TO, SIE, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ross Evan Marlin
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
GNU SECURITIES LLC | PALMER CAPITAL ADVISORS, LLC
Contact Information
Main Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104Mailing Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104Phone Number
(212) 751-4422Established
New York since 08/30/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ross Marlin's CRS (Customer Relationship Summary).
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