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Dean Michael Colucci

MC SQUARE CAPITAL
GREENWICH, CT
·CRD# 5819749·16 years experience

Professional Summary

Dean Michael Colucci is a registered financial advisor currently at MC SQUARE CAPITAL, LLC located in Greenwich, Connecticut. Dean is registered as a RR (Registered Representative) and started their career in finance in 2010. Dean has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

MC SQUARE CAPITAL, LLC·CRD# 169545
BD
71 Arch Street, Greenwich, CT 06830
August 29, 2017 - Present
MLV & CO. LLC·CRD# 150959
BD
San Francisco, CA
September 9, 2010 - March 24, 2015

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Current Firm

MS
MC SQUARE CAPITAL, LLC

EXIT 3 CAPITAL MARKETS, LLC | MC SQUARE CAPITAL, LLC

CRD#: 169545 / SEC#: 8-69374
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

71 Arch Street, Greenwich, CT 06830

Mailing Address

71 Arch Street, Greenwich, CT 06830

Phone Number

(646) 780-7166

Established

Connecticut since 07/25/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MC SQUARE HOLDINGS, LLCHOLDING COMPANY—
BARENBOIM, LEONARDCCO1523181
MARIN, MARINOMANAGER AND MANAGING PRINCIPAL (CHIEF EXECUTIVE OFFICER)2790923
NEELY, KIMBERLY BETHFINOP2045019

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dean Michael Colucci's CRS (Customer Relationship Summary).

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