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Marino Marin

MC SQUARE CAPITAL
Greenwich, CT
·CRD# 2790923·24 years experience

Professional Summary

Marino Marin is a registered financial advisor currently at MC SQUARE CAPITAL, LLC located in Greenwich, Connecticut. Marino is registered as a RR (Registered Representative) and started their career in finance in 1997. Marino has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

MC SQUARE CAPITAL, LLC·CRD# 169545
BD
71 Arch Street, Greenwich, CT 06830
September 2, 2015 - Present
MLV & CO. LLC·CRD# 150959
BD
New York, NY
May 15, 2013 - May 18, 2015
THE SILVERFERN GROUP, INC.·CRD# 119266
BD
Greenwich, CT
March 15, 2011 - May 6, 2013
LAIDLAW & COMPANY (UK) LTD.·CRD# 119037
BD
New York, NY
January 5, 2010 - February 14, 2011
GLC SECURITIES CORP.·CRD# 38337
BD
New York, NY
April 11, 2007 - September 15, 2009
RAYMOND JAMES INSURANCE GROUP, INC.·CRD# 121221
BD
New York, NY
May 25, 2006 - February 26, 2007
ROTHSCHILD & CO US INC.·CRD# 2910
BD
New York, NY
May 8, 2000 - October 2, 2001
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
December 4, 1998 - March 17, 2000
SBC WARBURG DILLON READ INC.·CRD# 1650
BD
Stamford, CT
September 2, 1997 - March 23, 1998
SBC WARBURG, INC.·CRD# 23745
BD
New York, NY
March 6, 1997 - September 2, 1997

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Current Firm

MS
MC SQUARE CAPITAL, LLC

EXIT 3 CAPITAL MARKETS, LLC | MC SQUARE CAPITAL, LLC

CRD#: 169545 / SEC#: 8-69374
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

71 Arch Street, Greenwich, CT 06830

Mailing Address

71 Arch Street, Greenwich, CT 06830

Phone Number

(646) 780-7166

Established

Connecticut since 07/25/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MC SQUARE HOLDINGS, LLCHOLDING COMPANY—
BARENBOIM, LEONARDCCO1523181
MARIN, MARINOMANAGER AND MANAGING PRINCIPAL (CHIEF EXECUTIVE OFFICER)2790923
NEELY, KIMBERLY BETHFINOP2045019

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/24/2017)
RR
Connecticut
(9/2/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Marino Marin's CRS (Customer Relationship Summary).

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