Kathryn S. Berkow
Professional summary
Kathryn Sharpe Berkow, who also goes by Kathryn Elizabeth Sharpe, is a registered financial professional currently at BESTEX RESEARCH SECURITIES, LLC located in Stamford, Connecticut.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2010. Kathryn has worked at 3 firms and has passed the Series 63, Series 3, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Sharpe Berkow's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
BESTEX RESEARCH SECURITIES, LLC
Office #1: 2 Landmark Square, Suite 214, Stamford, CT 06901September 5, 2013 - June 29, 2015
MORGAN STANLEY & CO. LLC
November 10, 2010 - August 29, 2013
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(3/2/2023)
(6/18/2024)
(1/19/2024)
(1/29/2024)
(1/19/2024)
(11/12/2024)
(1/19/2024)
Exams
Series 7TO
Date: 2/28/2023
General Securities Representative ExaminationFINRA
Current Firm
BESTEX RESEARCH SECURITIES, LLC
CRD#: 309569 / SEC#: , 8-70584
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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