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CRD#: 309569
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BESTEX RESEARCH SECURITIES, LLC is located at 2 Landmark Square Suite 214, Stamford, CT 06901 and was first established at Boston, Delaware in 04/23/2020. After operating for 5 years, BESTEX RESEARCH SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BESTEX RESEARCH SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BESTEX RESEARCH SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BESTEX RESEARCH SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BESTEX RESEARCH SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BESTEX RESEARCH SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BESTEX RESEARCH SECURITIES, LLC Comes From

Understanding the Statistics for BESTEX RESEARCH SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2 Landmark Square Suite 214, Stamford, CT 06901
Mailing Address
2 Landmark Square Suite 214, Stamford, CT 06901
Firm Size
Small
Phone Number
(203) 989-9218
Established
Delaware since 04/23/2020
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BESTEX RESEARCH GROUP, LLCDIRECT OWNER
DERIAN, BEATRICECHIEF FINANCIAL OFFICER/FINOP6368396
MEROLLA, PAUL ANTHONY SR.CHIEF COMPLIANCE OFFICER1099818
MITTAL, HITESHCHIEF EXECUTIVE OFFICER4540871
SARAIYA, NIGAM HARISHCHIEF PRODUCT OFFICER5498898

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at BESTEX RESEARCH SECURITIES, LLC

DC

David Allen Conner

David A Conner Jr, David A Conner, David Allen Conner Jr
RR
CRD#: 1584687
Location:
Stamford, CT 06901
Company:
BESTEX RESEARCH SECURITIES, LLC
Disclosures:
Experience:
31 years
View Profile
SC

Song Chen

Annie Song Chen
RR
CRD#: 5175892
Location:
Stamford, CT 06901
Company:
BESTEX RESEARCH SECURITIES, LLC
Disclosures:
Experience:
9 years
View Profile
SO

Sean Lovering Obrien

Sean L O"brien, Sean Lovering O'brien, Sean L Lovering O'brien, Sean L Obrien
RR
CRD#: 5172387
Location:
Stamford, CT 06901
Company:
BESTEX RESEARCH SECURITIES, LLC
Disclosures:
Experience:
18 years
View Profile
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