Daniel Allan Flude
Professional Summary
Daniel Allan Flude is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Brea, California. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Mr. Flude has served as the Vice President of Finance since January 2022. He has worked at Ministry Partners for over 13 years in the Finance and Accounting Department. Mr. Flude served as the Company’s Controller prior to his promotion to his current role. He also serves as the Financial Operations Principal for Ministry Partners Securities. His duties with the Company include maintaining the Company’s financial statements and preparing the Company’s public filings. Prior to...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC
Contact Information
Main Address
One Pointe Dr Suite 205, Brea, CA 92821Mailing Address
340 North Westlake Blvd Suite 160, Westlake Village, CA 91362Phone Number
(714) 671-5720Established
Delaware since 04/27/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
7FINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
133AUM (Assets Under Management)
$25,374,799Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2010About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Allan Flude's CRS (Customer Relationship Summary).
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