Darren Mendell Thompson
Professional Summary
Darren Mendell Thompson is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Fresno, California. Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Darren has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Mr. Thompson has served as the President and Chief Executive Officer of Ministry Partners Investment Company, LLC (MPS's Parent Company) since December 2023. He previously held the position of Executive Vice President, Chief Operating Officer from January 2022. Mr. Thompson previously served as Chief Lending Officer at America’s Christian Credit Union, one of the Company’s equity owners where he led various departments since 2013. Over his eleven-year career at ACCU, he served as Manager of...
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC
Contact Information
Main Address
One Pointe Dr Suite 205, Brea, CA 92821Mailing Address
340 North Westlake Blvd Suite 160, Westlake Village, CA 91362Phone Number
(714) 671-5720Established
Delaware since 04/27/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
7FINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
133AUM (Assets Under Management)
$25,374,799Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/7/2024)
(8/8/2023)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
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CRS (Client Relationship Summary) - BD
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