Brian Patrick Sweeney
Professional Summary
Brian Patrick Sweeney, who also goes by Brian P Sweeney, is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Yulee, Florida. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 18 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 82TO, Series 99TO, SIE, Series 7, Series 53, Series 14...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian P Sweeney
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC
Contact Information
Main Address
One Pointe Dr Suite 205, Brea, CA 92821Mailing Address
340 North Westlake Blvd Suite 160, Westlake Village, CA 91362Phone Number
(714) 671-5720Established
Delaware since 04/27/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
7FINRA licenses (27 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
133AUM (Assets Under Management)
$25,374,799Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/28/2025)
(4/14/2022)
(4/14/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Patrick Sweeney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Patrick Sweeney's CRS (Customer Relationship Summary).
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