Bradley J. Mass
Professional summary
Bradley Jordan Mass, who also goes by Bradley J Mass, Bradley Jordan Mass, Bradley Mass, Brad Mass, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Stamford, Connecticut.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 2015. Bradley has worked at 12 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Jordan Mass's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2025 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 600 Summer St, Stamford, CT 06901June 25, 2021 - April 12, 2024
NEWMARK SECURITIES, LLC
June 17, 2019 - January 27, 2021
CASTLEOAK SECURITIES, LP
June 26, 2017 - July 1, 2021
SUNRISE BROKERS LLC
June 26, 2017 - April 12, 2024
CF SECURED, LLC
October 28, 2016 - May 27, 2020
CFWP SECURITIES, LLC
October 28, 2016 - November 18, 2022
AQUA SECURITIES L.P.
October 28, 2016 - April 12, 2024
MINT BROKERS
October 28, 2016 - April 12, 2024
GFI SECURITIES LLC
October 28, 2016 - April 12, 2024
FMX EXECUTION, LLC
October 28, 2016 - April 12, 2024
BGC FINANCIAL, L.P.
January 22, 2015 - April 12, 2024
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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