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FIRM PROFILE
Overview
MAREX CAPITAL MARKETS INC. is located at 140 East 45th Street 10th Floor, New York, NY 10017 and was first established at New York, New York in 01/10/1952. After operating for 74 years, MAREX CAPITAL MARKETS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MAREX CAPITAL MARKETS INC.’s clients are individuals and 0% of their clients are high net worth individuals. MAREX CAPITAL MARKETS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MAREX CAPITAL MARKETS INC. are registered to handle securities or provide financial advice. The firm has 42 disclosures, 42 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MAREX CAPITAL MARKETS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MAREX CAPITAL MARKETS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MAREX CAPITAL MARKETS INC. Comes From
Understanding the Statistics for MAREX CAPITAL MARKETS INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
140 East 45th Street 10th Floor, New York, NY 10017
140 East 45th Street 10th Floor, New York, NY 10017
Medium
(212) 618-2800
New York since 01/10/1952
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | ||
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 | |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 | |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 | |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 | |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 | |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
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Advisor's working at MAREX CAPITAL MARKETS INC.
David Salvatore Valentino
Joseph William Vencil
Monica Agnes Mulvihill
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