Glen Robert Stifelman
Professional Summary
Glen Robert Stifelman is a registered financial advisor currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey and FUTU CLEARING INC located in Dallas, Texas. Glen is registered as a RR (Registered Representative) and started their career in finance in 1988. Glen has worked at 18 firms and has passed the Series 63, Series 3, Series 52TO, Series 72, Series 57TO, Series 79TO, Series 99TO, SIE, Series 34, Series 55, Series 15, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
FUTU CLEARING INC
Contact Information
Main Address
12750 Merit Drive Suite 475, Dallas, TX 75251Mailing Address
12750 Merit Drive Suite 475, Dallas, TX 75251Phone Number
(972) 665-6903Established
Delaware since 08/13/2018Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/12/2024)
(9/20/2022)
(12/12/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 1999Series 15 — Foreign Currency Options Examination
Passed Jul 1998Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1991SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Glen Robert Stifelman's CRS (Customer Relationship Summary).
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